State Street Global Markets International Limited
Address:
20 Churchill Place Canary WharfSW1Y 4SS London - ENGLAND
Authorised services
|
Service
|
Registration date
|
|---|---|
| Reception and transmission of orders relating to securities | 24/08/2017 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 24/08/2017 |
| Reception and transmission of orders relating to units in collective investment undertakings | 24/08/2017 |
| Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 24/08/2017 |
| Execution of securities orders on behalf of clients | 24/08/2017 |
| Securities investment advice | 24/08/2017 |
| Investment advice concerning money market instruments | 24/08/2017 |
| Investment advice on units in collective investment undertakings | 24/08/2017 |
| Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 24/08/2017 |
| Operation of Multilateral Trading Facilities concerning options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination ground), and also any other derivative contracts relating to assets, rights, bonds, indices and measures not otherwise mentioned in Section C, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, it is traded on a regulated market or an MTF, cleared and settled through recognised clearing houses or subject to regular margin calls | 24/08/2017 |
| Operation of Multilateral Trading Facilities (MTF) relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 24/08/2017 |
| Operation of Multilateral Trading Facilities regarding options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (other than by reason of a default or other termination event); | 24/08/2017 |
| Operation of Multilateral Trading Facilities (MTF) relating to options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF | 24/08/2017 |
| Operation of Multilateral Trading Facilities (MTF) relating to options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in Section C- 6 and not being for commercial purposes, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are cleared and settled through recognised clearing houses or are subject to regular margin calls | 24/08/2017 |
| Safekeeping and administration of securities for the account of clients, including custodianship and related services such as cash/collateral management; | 24/08/2017 |
| Safekeeping and administration of money-market instruments for the account of clients, including custodianship and related services such as cash/collateral management; | 24/08/2017 |
| Safekeeping and administration of units in collective investment undertakings for the account of clients, including custodianship and related services such as cash/collateral management | 24/08/2017 |
| Safekeeping and administration for the account of clients, including custodianship and related services such as cash/collateral management, of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash; | 24/08/2017 |
| Investment research and financial analysis or other forms of general recommendations relating to transaction in securities | 24/08/2017 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments | 24/08/2017 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings | 24/08/2017 |
| Reception and transmission of orders relating to money-market instruments | 24/08/2017 |
