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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Stifel Nicolaus Europe Limited

Address:

7th Floor, One Broadgate
W1Y 6DN London - ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 02/06/2008
Services related to underwriting of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 18/06/2014
Reception and transmission of orders relating to units in collective investment undertakings 02/06/2008
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 02/06/2008
Execution of securities orders on behalf of clients 02/06/2008
Execution of money-market instruments orders on behalf of clients 02/06/2008
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 02/06/2008
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 02/06/2008
Dealing in securities for own account 02/06/2008
Dealing for own account with regard to money market instruments 02/06/2008
Dealing in units in collective investment undertakings for own account 02/06/2008
Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 02/06/2008
Securities investment advice 02/06/2008
Investment advice concerning money market instruments 02/06/2008
Investment advice on units in collective investment undertakings 02/06/2008
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 02/06/2008
Underwriting and/or placing of securities on a firm commitment basis; 02/06/2008
Underwriting and/or placing of money market instruments on a firm commitment basis 02/06/2008
Underwriting and/or placing of units in collective investment undertakings on a firm commitment basis 02/06/2008
Underwriting and/or placing on a firm commitment basis the options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 02/06/2008
Placing of securities without a firm commitment basis 18/06/2014
Placing of money-market instruments without a firm commitment basis 18/06/2014
Placing of units in collective investment undertakings without a firm commitment basis 18/06/2014
Placing without a firm commitment basis of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 18/06/2014
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 02/06/2008
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 02/06/2008
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 02/06/2008
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 02/06/2008
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 02/06/2008
Services related to securities underwriting 18/06/2014
Services related to money-market instruments underwriting 18/06/2014
Services related to underwriting of units in collective investment undertakings 18/06/2014
Reception and transmission of orders relating to money-market instruments 02/06/2008