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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

UBS Asset Management (UK) Ltd

Address:

21 Lombard Street
EC3V 9AH London

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to all financial instruments (C1 to C10) 06/03/2015
Execution of all financial instruments orders on behalf of clients (C1 to C10) 06/03/2015
Portfolio management of all financial instruments (C1 to C10) 06/03/2015
Investment advice concerning all financial instruments (C1 to C10) 06/03/2015
Investment research and financial analysis or other forms of general recommendation relating to transactions in all financial instruments (C1 to C10) 06/03/2015
Placing of financial instruments without a firm commitment basis (C1 to C10) 06/03/2015
Granting credits or loans to an investor to allow him to carry out a transaction in financial instruments, where the firm granting the credit or loan is involved in the transaction (C1 to C10) 06/03/2015
Foreign exchange services where these services are connected to the provision of investment services 06/03/2015
Underwriting and/or placing of all financial instruments on a firm commitment basis (C1 to C10) 06/03/2015