CMVM
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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Financial & General Securities Ltd

Address:

25a Motcomb Street
SW1X 9EX London - ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 06/11/2008
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 06/11/2008
Execution of securities orders on behalf of clients 06/11/2008
Execution of money-market instruments orders on behalf of clients 06/11/2008
Dealing in securities for own account 06/11/2008
Dealing for own account with regard to money market instruments 06/11/2008
Securities investment advice 06/11/2008
Investment advice concerning money market instruments 06/11/2008
Underwriting and/or placing of securities on a firm commitment basis; 06/11/2008
Underwriting and/or placing of money market instruments on a firm commitment basis 06/11/2008
Operation of Multilateral Trading Facilities (MTF) concerning securities 06/11/2008
Operation of Multilateral Trading Facilities concerning money-market instruments 06/11/2008
Foreign exchange services where these services are connected to the provision of investment services 06/11/2008
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 06/11/2008
Reception and transmission of orders relating to money-market instruments 06/11/2008