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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

DBS Vickers Securities UK Ltd

Address:

4th Floor Paternoster House 65 St. Paul's Churchyard
EC4N 6AE London - ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 18/04/2017
Investment research and financial analysis or other forms of general recommendations relating to transactions in financial contracts for differences 18/04/2017
Reception and transmission of orders relating to units in collective investment undertakings 18/04/2017
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 18/04/2017
Reception and transmission of orders relating to derivative instruments for the transfer of credit risk 18/04/2017
Securities investment advice 18/04/2017
Investment advice concerning money market instruments 18/04/2017
Investment advice on units in collective investment undertakings 18/04/2017
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 18/04/2017
Investment advice concerning financial contracts for diferences 18/04/2017
Foreign exchange services where these services are connected to the provision of investment services 18/04/2017
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 18/04/2017
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 18/04/2017
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 18/04/2017
Reception and transmission of orders relating to money-market instruments 18/04/2017