CMVM
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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Daiwa Capital Markets Europe Limited

Address:

5 King William Street
EC4N 7AX London - ENGLAND

Authorised services

Service
Registration date
   
Reception/transmission of orders issued by investors with regard to securities 31/12/1995
Exchange services when linked to the providing of investment services 31/12/1995
Reception/transmission of orders issued by investors with regard to money market instruments 31/12/1995
Reception/transmission of orders issued by investors with regard to futures on financial instruments 31/12/1995
Reception/transmission of orders issued by investors with regard to swaps of interest rates/currency/share indices 31/12/1995
Reception/transmission of orders issued by investors with regard to call/put options on previous instruments 31/12/1995
Execution of orders on behalf of third parties with regard to securities 31/12/1995
Execution of orders on behalf of third parties with regard to investment units in UCITS 31/12/1995
Execution of orders on behalf of third parties with regard to money market instruments 01/01/1996
Execution of orders on behalf of third parties with regard to futures on financial instruments 31/12/1995
Execution of orders on behalf of third parties with regard to call/put options on previous instruments 31/12/1995
Trading of securities as principal 31/12/1995
Trading of investment units in UCITS as principal 31/12/1995
Trading of swaps of interest rates/currency/share indices as principal 31/12/1995
Trading of call/put options on previous instruments as principal 31/12/1995
Underwriting agreement relating to the issue (full or partial) of securities 31/12/1995
Underwriting agreement relating to the issue (full or partial) of money market instruments 01/01/1996
Safekeeping and administration of securities 01/01/1996
Safekeeping and administration of money market instruments 01/01/1996
Credits or loans to investors for transactions on securities 28/03/2005
Credits or loans to investors for transactions on investment units in UCITS 28/03/2005
Credits or loans to investors for transactions on money market instruments 28/03/2005
Credits or loans to investors for transactions on futures on financial instruments 28/03/2005
Credits or loans to investors for transactions on forward rate agreements (FRAs) 28/03/2005
Credits or loans to investors for transactions on swaps of interest rates/currency/share indices 28/03/2005
Credits or loans to investors for transactions on call/put options on previous instruments 28/03/2005
Advisory services on capital structure/industrial strategy/matters related to mergers and acquisitions of businesses 28/03/2005
Services linked to underwriting 31/12/1995
Investment advisory services on securities 31/12/1995
Investment advisory services on investment units in UCITS 31/12/1995
Investment advisory services on money market instruments 31/12/1995
Investment advisory services on futures on financial instruments 31/12/1995
Investment advisory services on swaps of interest rates/currency/share indices 31/12/1995
Investment advisory services on call/put options on previous instruments 31/12/1995
Reception/transmission of orders issued by investors with regard to investment units in UCITS 31/12/1995