DLJ (UK) Ltd
Address:
Authorised services
|
Service
|
Registration date
|
|---|---|
| Reception/transmission of orders issued by investors with regard to securities | 01/01/1996 |
| Exchange services when linked to the providing of investment services | 01/01/1996 |
| Reception/transmission of orders issued by investors with regard to money market instruments | 31/12/1996 |
| Reception/transmission of orders issued by investors with regard to futures on financial instruments | 01/01/1996 |
| Reception/transmission of orders issued by investors with regard to forward rate agreements (FRAs) | 01/01/1996 |
| Reception/transmission of orders issued by investors with regard to swaps of interest rates/currency/share indices | 01/01/1996 |
| Reception/transmission of orders issued by investors with regard to call/put options on previous instruments | 01/01/1996 |
| Execution of orders on behalf of third parties with regard to securities | 01/01/1996 |
| Execution of orders on behalf of third parties with regard to investment units in UCITS | 01/01/1996 |
| Execution of orders on behalf of third parties with regard to money market instruments | 01/01/1996 |
| Execution of orders on behalf of third parties with regard to futures on financial instruments | 01/01/1996 |
| Execution of orders on behalf of third parties with regard to forward rate agreements (FRAs) | 01/01/1996 |
| Execution of orders on behalf of third parties with regard to swaps of interest rates/currency/share indices | 01/01/1996 |
| Execution of orders on behalf of third parties with regard to call/put options on previous instruments | 01/01/1996 |
| Trading of securities as principal | 01/01/1996 |
| Trading of investment units in UCITS as principal | 01/01/1996 |
| Trading of money market instruments as principal | 01/01/1996 |
| Trading of futures on financial instruments as principal | 01/01/1996 |
| Trading of forward rate agreements (FRAs) as principal | 01/01/1996 |
| Trading of swaps of interest rates/currency/share indices as principal | 01/01/1996 |
| Trading of call/put options on previous instruments as principal | 01/01/1996 |
| Portfolio management which includes securities | 01/01/1996 |
| Portfolio management which includes investment units in UCITS | 01/01/1996 |
| Portfolio management which includes call/put options on previous instruments | 01/01/1996 |
| Underwriting agreement relating to the issue (full or partial) of securities | 01/01/1996 |
| Safekeeping and administration of securities | 01/01/1996 |
| Safekeeping and administration of investment units in UCITS | 01/01/1996 |
| Safekeeping and administration of money market instruments | 01/01/1996 |
| Safekeeping and administration of call/put options on previous instruments | 01/01/1996 |
| Credits or loans to investors for transactions on securities | 01/01/1996 |
| Credits or loans to investors for transactions on investment units in UCITS | 01/01/1996 |
| Credits or loans to investors for transactions on call/put options on previous instruments | 01/01/1996 |
| Services linked to underwriting | 01/01/1996 |
| Investment advisory services on securities | 01/01/1996 |
| Investment advisory services on investment units in UCITS | 01/01/1996 |
| Investment advisory services on money market instruments | 01/01/1996 |
| Investment advisory services on futures on financial instruments | 01/01/1996 |
| Investment advisory services on forward rate agreements (FRAs) | 01/01/1996 |
| Investment advisory services on swaps of interest rates/currency/share indices | 01/01/1996 |
| Investment advisory services on call/put options on previous instruments | 01/01/1996 |
| Reception/transmission of orders issued by investors with regard to investment units in UCITS | 01/01/1996 |
