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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Pilling & Co (Stokebrokers) Limited

Address:

Henry Pilling House, 29 Booth Street, Manchester M2 4AF
M2 7HT Manchester - ENGLAND

Authorised services

Service
Registration date
   
Execution of securities orders on behalf of clients 18/06/2015
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 18/06/2015
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 18/06/2015
Securities investment advice 18/06/2015
Investment advice on units in collective investment undertakings 18/06/2015
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 18/06/2015
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 18/06/2015
Safekeeping and administration of money-market instruments for the account of clients, including custodianship and related services such as cash/collateral management; 18/06/2015
Safekeeping and administration of units in collective investment undertakings for the account of clients, including custodianship and related services such as cash/collateral management 18/06/2015
Safekeeping and administration for the account of clients, including custodianship and related services such as cash/collateral management, of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash; 18/06/2015
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 18/06/2015
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 18/06/2015
Safekeeping and administration of securities for the account of clients, including custodianship and related services such as cash/collateral management; 18/06/2015