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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

London & Oxford Capital Markets Limited

Address:

5 Frederick's Place
WC1V 7AA London - ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 10/03/2016
Granting credits or loans to an investor to allow him to carry out a transaction in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash, where the firm granting the credit or loan is involved in the transaction; 10/03/2016
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 10/03/2016
Execution of securities orders on behalf of clients 10/03/2016
Execution of money-market instruments orders on behalf of clients 10/03/2016
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 10/03/2016
Dealing in securities for own account 10/03/2016
Dealing for own account with regard to money market instruments 10/03/2016
Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 10/03/2016
Underwriting and/or placing of securities on a firm commitment basis; 10/03/2016
Underwriting and/or placing of money market instruments on a firm commitment basis 10/03/2016
Underwriting and/or placing on a firm commitment basis the options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 10/03/2016
Placing of securities without a firm commitment basis 10/03/2016
Placing of money-market instruments without a firm commitment basis 10/03/2016
Placing without a firm commitment basis of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 10/03/2016
Granting credits or loans to an investor to allow him to carry out a transaction in securities, where the firm granting the credit or loan is involved in the transaction 10/03/2016
Granting credits or loans to an investor to allow him to carry out a transaction in one or more money market instruments, where the firm granting the credit or loan is involved in the transaction 10/03/2016
Reception and transmission of orders relating to money-market instruments 10/03/2016