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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

ICAP Securities Limited

Address:

2 Broadgate
EC2M 7UR London - ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to all financial instruments (C1 to C10) 01/11/2007
Investment services and activities and also ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services. 01/11/2007
Dealing in all financial instruments for own account (C1 to C10) 01/11/2007
Investment advice concerning all financial instruments (C1 to C10) 01/11/2007
Operation of Multilateral Trading Facilities concerning all financial instruments (C1 to C10) 01/11/2007
Operation of Multilateral Trading Facilities in relation to transferable securities 03/01/2018
Operation of Multilateral Trading Facilities in relation to other derivative contracts relating to climatic variables, emission allowances, inflation rates, rights, obligations, etc. 03/01/2018
Operation of Multilateral Trading Facilities in relation to money-market instruments 03/01/2018
Operation of Multilateral Trading Facilities in relation to derivative contracts which may be settled physically or in cash 03/01/2018
Operation of Multilateral Trading Facilities in relation to derivative instruments for the transfer of credit risk 03/01/2018
Safekeeping and administration of securities for the account of clients, including custodianship and related services such as cash/collateral management; 01/11/2007
Safekeeping and administration of money-market instruments for the account of clients, including custodianship and related services such as cash/collateral management; 01/11/2007
Safekeeping and administration of units in collective investment undertakings for the account of clients, including custodianship and related services such as cash/collateral management 01/11/2007
Safekeeping and administration for the account of clients, including custodianship and related services such as cash/collateral management, of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash; 01/11/2007
Investment research and financial analysis or other forms of general recommendation relating to transactions in all financial instruments (C1 to C10) 01/11/2007
Execution of all financial instruments orders on behalf of clients (C1 to C10) 01/11/2007