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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

TD Direct Investing (Europe) Limited

Address:

Charlotte House, 10 Charlotte Street
M1 4FL Manchester - ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 08/12/2011
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 08/12/2011
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 08/12/2011
Execution of securities orders on behalf of clients 08/12/2011
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 08/12/2011
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 08/12/2011
Dealing in securities for own account 08/12/2011
Dealing in units in collective investment undertakings for own account 08/12/2011
Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 08/12/2011
Securities investment advice 08/12/2011
Investment advice on units in collective investment undertakings 08/12/2011
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 08/12/2011
Safekeeping and administration of securities for the account of clients, including custodianship and related services such as cash/collateral management; 08/12/2011
Safekeeping and administration of units in collective investment undertakings for the account of clients, including custodianship and related services such as cash/collateral management 08/12/2011
Safekeeping and administration for the account of clients, including custodianship and related services such as cash/collateral management, of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash; 08/12/2011
Granting credits or loans to an investor to allow him to carry out a transaction in securities, where the firm granting the credit or loan is involved in the transaction 08/12/2011
Granting credits or loans to an investor to allow him to carry out a transaction in units in collective investment undertakings, where the firm granting the credit or loan is involved in the transaction 08/12/2011
Granting credits or loans to an investor to allow him to carry out a transaction in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash, where the firm granting the credit or loan is involved in the transaction; 08/12/2011
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 08/12/2011
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 08/12/2011
Reception and transmission of orders relating to units in collective investment undertakings 08/12/2011