TD Direct Investing (Europe) Limited
Address:
Charlotte House, 10 Charlotte StreetM1 4FL Manchester - ENGLAND
Authorised services
|
Service
|
Registration date
|
|---|---|
| Reception and transmission of orders relating to securities | 08/12/2011 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 08/12/2011 |
| Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 08/12/2011 |
| Execution of securities orders on behalf of clients | 08/12/2011 |
| Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo | 08/12/2011 |
| Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 08/12/2011 |
| Dealing in securities for own account | 08/12/2011 |
| Dealing in units in collective investment undertakings for own account | 08/12/2011 |
| Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 08/12/2011 |
| Securities investment advice | 08/12/2011 |
| Investment advice on units in collective investment undertakings | 08/12/2011 |
| Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 08/12/2011 |
| Safekeeping and administration of securities for the account of clients, including custodianship and related services such as cash/collateral management; | 08/12/2011 |
| Safekeeping and administration of units in collective investment undertakings for the account of clients, including custodianship and related services such as cash/collateral management | 08/12/2011 |
| Safekeeping and administration for the account of clients, including custodianship and related services such as cash/collateral management, of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash; | 08/12/2011 |
| Granting credits or loans to an investor to allow him to carry out a transaction in securities, where the firm granting the credit or loan is involved in the transaction | 08/12/2011 |
| Granting credits or loans to an investor to allow him to carry out a transaction in units in collective investment undertakings, where the firm granting the credit or loan is involved in the transaction | 08/12/2011 |
| Granting credits or loans to an investor to allow him to carry out a transaction in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash, where the firm granting the credit or loan is involved in the transaction; | 08/12/2011 |
| Investment research and financial analysis or other forms of general recommendations relating to transaction in securities | 08/12/2011 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings | 08/12/2011 |
| Reception and transmission of orders relating to units in collective investment undertakings | 08/12/2011 |
