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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

PineBridge Investments Europe Limited

Address:

6th Floor, Exchequer Court, 33 St Mary Axe
EC3A 8AA London - ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 11/09/2013
Services related to underwriting of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 11/09/2013
Reception and transmission of orders relating to units in collective investment undertakings 11/09/2013
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 11/09/2013
Execution of securities orders on behalf of clients 11/09/2013
Execution of money-market instruments orders on behalf of clients 11/09/2013
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 11/09/2013
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 11/09/2013
Securities portfolio management 11/09/2013
Portfolio management of money-market instruments 11/09/2013
Portfolio management of units in collective investment undertakings 11/09/2013
Portfolio management of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 11/09/2013
Placing of securities without a firm commitment basis 11/09/2013
Placing of money-market instruments without a firm commitment basis 11/09/2013
Placing of units in collective investment undertakings without a firm commitment basis 11/09/2013
Placing without a firm commitment basis of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 11/09/2013
Foreign exchange services where these services are connected to the provision of investment services 11/09/2013
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 11/09/2013
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 11/09/2013
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 11/09/2013
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 11/09/2013
Services related to securities underwriting 11/09/2013
Services related to money-market instruments underwriting 11/09/2013
Services related to underwriting of units in collective investment undertakings 11/09/2013
Reception and transmission of orders relating to money-market instruments 11/09/2013