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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Triton Investments Advisers LLP

Address:

3rd Floor, 9 South Street, London W1K 2XA

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 05/03/2014
Investment advice concerning financial contracts for diferences 20/12/2019
Reception and transmission of orders relating to money-market instruments 20/12/2019
Reception and transmission of orders relating to units in collective investment undertakings 20/12/2019
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 20/12/2019
Reception and transmission of orders relating to derivative instruments for the transfer of credit risk 20/12/2019
Reception and transmission of orders relating to financial contracts for differences 20/12/2019
Execution of securities orders on behalf of clients 05/03/2014
Execution of orders on behalf of clients as to options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination ground), and also any other derivative contracts relating to assets, rights, bonds, indices and measures not otherwise mentioned in Section C, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, it is traded on a regulated market or an MTF, cleared and settled through recognised clearing houses or subject to regular margin calls. 20/12/2019
Execution of money-market instruments orders on behalf of clients 20/12/2019
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 20/12/2019
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 20/12/2019
Execution of orders on behalf of clients relating to derivative instruments for the transfer of credit risk 20/12/2019
Execution of orders on behalf of clients relating to financial contracts for differences 20/12/2019
Securities investment advice 20/12/2019
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination ground), and also any other derivative contracts relating to assets, rights, bonds, indices and measures not otherwise mentioned in Section C, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, it is traded on a regulated market or an MTF, cleared and settled through recognised clearing houses or subject to regular margin calls. 20/12/2019
Investment advice concerning money market instruments 20/12/2019
Investment advice on units in collective investment undertakings 20/12/2019
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 20/12/2019
Investment advice on derivative instruments for the transfer of credit risk 20/12/2019
Reception and transmission of orders in respect of options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination ground), and also any other derivative contracts relating to assets, rights, bonds, indices and measures not otherwise mentioned in Section C, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, it is traded on a regulated market or an MTF, cleared and settled through recognised clearing houses or subject to regular margin calls. 20/12/2019