CMVM
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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Broad Securities LLP

Address:

5th Floor, 25 Old Broad Street
EC2N 1HN London, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 03/05/2013
Reception and transmission of orders relating to money-market instruments 03/05/2013
Execution of securities orders on behalf of clients 03/05/2013
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 03/05/2013
Securities investment advice 03/05/2013
Investment advice concerning money market instruments 03/05/2013
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 03/05/2013
Execution of money-market instruments orders on behalf of clients 03/05/2013