CMVM
skip
Language
pageBackground
Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Sanlam Private Investments (UK) Ltd

Address:

16 South Park, Sevenoaks
TN13 1AN Kent, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 01/02/2013
Investment research and financial analysis or other forms of general recommendations relating to transactions in financial contracts for differences 01/02/2013
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/02/2013
Reception and transmission of orders relating to financial contracts for differences 01/02/2013
Execution of securities orders on behalf of clients 01/02/2013
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 01/02/2013
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/02/2013
Execution of orders on behalf of clients relating to financial contracts for differences 01/02/2013
Securities portfolio management 01/02/2013
Portfolio management of units in collective investment undertakings 01/02/2013
Portfolio management of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/02/2013
Portfolio management of financial contracts for differences 01/02/2013
Securities investment advice 01/02/2013
Investment advice on units in collective investment undertakings 01/02/2013
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/02/2013
Investment advice concerning financial contracts for diferences 01/02/2013
Placing of securities without a firm commitment basis 01/02/2013
Placing of units in collective investment undertakings without a firm commitment basis 01/02/2013
Placing without a firm commitment basis of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/02/2013
Placing of financial contracts for differences without a firm commitment basis 01/02/2013
Safekeeping and administration of securities for the account of clients, including custodianship and related services such as cash/collateral management; 01/02/2013
Safekeeping and administration of units in collective investment undertakings for the account of clients, including custodianship and related services such as cash/collateral management 01/02/2013
Safekeeping and administration for the account of clients, including custodianship and related services such as cash/collateral management, of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash; 01/02/2013
Safekeeping and administration of financial contracts for differences for the account of clients, including custodianship and related services such as cash/collateral management 01/02/2013
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 01/02/2013
Foreign exchange services where these services are connected to the provision of investment services 01/02/2013
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 01/02/2013
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 01/02/2013
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/02/2013
Reception and transmission of orders relating to units in collective investment undertakings 01/02/2013