Fortem Capital Limited
Address:
121 Gloucester Place, London W1U 6JYAuthorised services
|
Service
|
Registration date
|
|---|---|
| Reception and transmission of orders relating to securities | 16/08/2019 |
| Investment services and activities and also ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services. | 16/08/2019 |
| Reception and transmission of orders relating to money-market instruments | 16/08/2019 |
| Reception and transmission of orders relating to units in collective investment undertakings | 16/08/2019 |
| Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 16/08/2019 |
| Reception and transmission of orders relating to derivative instruments for the transfer of credit risk | 16/08/2019 |
| Reception and transmission of orders relating to financial contracts for differences | 16/08/2019 |
| Securities investment advice | 16/08/2019 |
| Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination ground), and also any other derivative contracts relating to assets, rights, bonds, indices and measures not otherwise mentioned in Section C, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, it is traded on a regulated market or an MTF, cleared and settled through recognised clearing houses or subject to regular margin calls. | 16/08/2019 |
| Investment advice concerning money market instruments | 16/08/2019 |
| Investment advice on units in collective investment undertakings | 16/08/2019 |
| Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 16/08/2019 |
| Investment advice on derivative instruments for the transfer of credit risk | 16/08/2019 |
| Investment advice concerning financial contracts for diferences | 16/08/2019 |
| Investment research and financial analysis or other forms of general recommendations relating to transaction in securities | 16/08/2019 |
| Investment research and financial analysis or other forms of general recommendations relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination ground), and also any other derivative contracts relating to assets, rights, bonds, indices and measures not otherwise mentioned in Section C, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, it is traded on a regulated market or an MTF, cleared and settled through recognised clearing houses or subject to regular margin calls | 16/08/2019 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments | 16/08/2019 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings | 16/08/2019 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 16/08/2019 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in derivative instruments for the transfer of credit risk | 16/08/2019 |
| Investment research and financial analysis or other forms of general recommendations relating to transactions in financial contracts for differences | 16/08/2019 |
| Reception and transmission of orders in respect of options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination ground), and also any other derivative contracts relating to assets, rights, bonds, indices and measures not otherwise mentioned in Section C, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, it is traded on a regulated market or an MTF, cleared and settled through recognised clearing houses or subject to regular margin calls. | 16/08/2019 |
