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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Walker Crips Stockbrokers Ltd

Address:

Old Change House, 128 Queen Victoria Street
EC4V 4BJ London, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 20/12/2018
Safekeeping and administration of financial contracts for differences for the account of clients, including custodianship and related services such as cash/collateral management 20/12/2018
Reception and transmission of orders relating to units in collective investment undertakings 20/12/2018
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 20/12/2018
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 20/12/2018
Reception and transmission of orders relating to options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF 20/12/2018
Reception and transmission of orders relating to financial contracts for differences 20/12/2018
Execution of securities orders on behalf of clients 20/12/2018
Execution of money-market instruments orders on behalf of clients 20/12/2018
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 20/12/2018
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 20/12/2018
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 20/12/2018
Execution of orders on behalf of clients relating to options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF 20/12/2018
Execution of orders on behalf of clients relating to financial contracts for differences 20/12/2018
Dealing in securities for own account 20/12/2018
Dealing for own account with regard to money market instruments 20/12/2018
Dealing in units in collective investment undertakings for own account 20/12/2018
Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 20/12/2018
Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 20/12/2018
Dealing for own account with regard to options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF 20/12/2018
Dealing for own account with respect to financial contracts for differences 20/12/2018
Securities portfolio management 20/12/2018
Portfolio management of money-market instruments 20/12/2018
Portfolio management of units in collective investment undertakings 20/12/2018
Portfolio management of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 20/12/2018
Portfolio management of options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 20/12/2018
Portfolio management of options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF 20/12/2018
Portfolio management of financial contracts for differences 20/12/2018
Securities investment advice 20/12/2018
Investment advice concerning money market instruments 20/12/2018
Investment advice on units in collective investment undertakings 20/12/2018
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 20/12/2018
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 20/12/2018
Investment advice on options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF 20/12/2018
Investment advice concerning financial contracts for diferences 20/12/2018
Underwriting and/or placing of securities on a firm commitment basis; 20/12/2018
Underwriting and/or placing of money market instruments on a firm commitment basis 20/12/2018
Underwriting and/or placing of units in collective investment undertakings on a firm commitment basis 20/12/2018
Underwriting and/or placing on a firm commitment basis the options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 20/12/2018
Underwriting and/or placing on a firm commitment basis the options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 20/12/2018
Underwriting and/or placing of options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF on a firm commitment basis 20/12/2018
Underwriting and/or placing of financial contracts for diferences on a firm commitment basis 20/12/2018
Placing of securities without a firm commitment basis 20/12/2018
Placing of money-market instruments without a firm commitment basis 20/12/2018
Placing of units in collective investment undertakings without a firm commitment basis 20/12/2018
Placing without a firm commitment basis of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 20/12/2018
Placing without a firm commitment basis of options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 20/12/2018
Placing without a firm commitment basis of options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF 20/12/2018
Placing of financial contracts for differences without a firm commitment basis 20/12/2018
Safekeeping and administration of securities for the account of clients, including custodianship and related services such as cash/collateral management; 20/12/2018
Safekeeping and administration of money-market instruments for the account of clients, including custodianship and related services such as cash/collateral management; 20/12/2018
Safekeeping and administration of units in collective investment undertakings for the account of clients, including custodianship and related services such as cash/collateral management 20/12/2018
Safekeeping and administration for the account of clients, including custodianship and related services such as cash/collateral management, of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash; 20/12/2018
Safekeeping and administration for the account of clients, including custodianship and related services such as cash/collateral management, of options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 20/12/2018
Safekeeping and administration for the account of clients, including custodianship and related services such as cash/collateral management, of options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF; 20/12/2018
Reception and transmission of orders relating to money-market instruments 20/12/2018