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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Clerville Investment Management LLP

Address:

15 Conduit Street
W1S 2XJ London

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to all financial instruments (C1 to C10) 14/05/2019
Investment research and financial analysis or other forms of general recommendation relating to transactions in derivative instruments for the transfer of credit risk 14/05/2019
Portfolio management of all financial instruments (C1 to C10) 14/05/2019
Investment advice concerning all financial instruments (C1 to C10) 14/05/2019
Underwriting and/or placing of all financial instruments on a firm commitment basis (C1 to C10) 14/05/2019
Placing of financial instruments without a firm commitment basis (C1 to C10) 14/05/2019
Foreign exchange services where these services are connected to the provision of investment services 14/05/2019
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 14/05/2019
Investment research and financial analysis or other forms of general recommendations relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination ground), and also any other derivative contracts relating to assets, rights, bonds, indices and measures not otherwise mentioned in Section C, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, it is traded on a regulated market or an MTF, cleared and settled through recognised clearing houses or subject to regular margin calls 14/05/2019
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 14/05/2019
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 14/05/2019
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 14/05/2019
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 14/05/2019
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF 14/05/2019
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in C.6 and not being for commercial purposes, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are cleared and settled through recognised clearing houses or are subject to regular margin calls; 14/05/2019
Execution of all financial instruments orders on behalf of clients (C1 to C10) 14/05/2019