Clerville Investment Management LLP
Address:
15 Conduit StreetW1S 2XJ London
Authorised services
|
Service
|
Registration date
|
|---|---|
| Reception and transmission of orders relating to all financial instruments (C1 to C10) | 14/05/2019 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in derivative instruments for the transfer of credit risk | 14/05/2019 |
| Portfolio management of all financial instruments (C1 to C10) | 14/05/2019 |
| Investment advice concerning all financial instruments (C1 to C10) | 14/05/2019 |
| Underwriting and/or placing of all financial instruments on a firm commitment basis (C1 to C10) | 14/05/2019 |
| Placing of financial instruments without a firm commitment basis (C1 to C10) | 14/05/2019 |
| Foreign exchange services where these services are connected to the provision of investment services | 14/05/2019 |
| Investment research and financial analysis or other forms of general recommendations relating to transaction in securities | 14/05/2019 |
| Investment research and financial analysis or other forms of general recommendations relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination ground), and also any other derivative contracts relating to assets, rights, bonds, indices and measures not otherwise mentioned in Section C, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, it is traded on a regulated market or an MTF, cleared and settled through recognised clearing houses or subject to regular margin calls | 14/05/2019 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments | 14/05/2019 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings | 14/05/2019 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 14/05/2019 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); | 14/05/2019 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF | 14/05/2019 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in C.6 and not being for commercial purposes, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are cleared and settled through recognised clearing houses or are subject to regular margin calls; | 14/05/2019 |
| Execution of all financial instruments orders on behalf of clients (C1 to C10) | 14/05/2019 |
