FGB Wealth Management Limited
Address:
38 Little London Court, Mill Street, SE1 2BFAuthorised services
|
Service
|
Registration date
|
|---|---|
| Reception and transmission of orders relating to securities | 15/11/2016 |
| Investment services and activities and also ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services. | 15/11/2016 |
| Reception and transmission of orders relating to units in collective investment undertakings | 15/11/2016 |
| Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 15/11/2016 |
| Reception and transmission of orders relating to options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF | 15/11/2016 |
| Reception and transmission of orders relating to options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in Section C/6) and not being for commercial purposes, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are cleared and settled through recognised clearing houses or are subject to regular margin calls | 15/11/2016 |
| Reception and transmission of orders relating to financial contracts for differences | 15/11/2016 |
| Execution of securities orders on behalf of clients | 15/11/2016 |
| Execution of money-market instruments orders on behalf of clients | 15/11/2016 |
| Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo | 15/11/2016 |
| Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 15/11/2016 |
| Execution of orders on behalf of clients relating to options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF | 15/11/2016 |
| Execution of orders on behalf of clients relating to options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in Section C- 6 and not being for commercial purposes, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are cleared and settled through recognised clearing houses or are subject to regular margin calls | 15/11/2016 |
| Execution of orders on behalf of clients relating to financial contracts for differences | 15/11/2016 |
| Securities investment advice | 15/11/2016 |
| Investment advice concerning money market instruments | 15/11/2016 |
| Investment advice on units in collective investment undertakings | 15/11/2016 |
| Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 15/11/2016 |
| Investment advice on options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF | 15/11/2016 |
| Investment advice on options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in Section C- 6 and not being for commercial purposes, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are cleared and settled through recognised clearing houses or are subject to regular margin calls | 15/11/2016 |
| Investment advice concerning financial contracts for diferences | 15/11/2016 |
| Placing of securities without a firm commitment basis | 15/11/2016 |
| Placing of money-market instruments without a firm commitment basis | 15/11/2016 |
| Placing of units in collective investment undertakings without a firm commitment basis | 15/11/2016 |
| Placing without a firm commitment basis of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 15/11/2016 |
| Placing without a firm commitment basis of options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF | 15/11/2016 |
| Placing without a firm commitment basis of options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in Section C- 6 and not being for commercial purposes, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are cleared and settled through recognised clearing houses or are subject to regular margin calls | 15/11/2016 |
| Placing of financial contracts for differences without a firm commitment basis | 15/11/2016 |
| Reception and transmission of orders relating to money-market instruments | 15/11/2016 |
