Cornhill Capital Limited
Address:
4th Floor 18 St Swithins Lane, EC4N 8ADAuthorised services
|
Service
|
Registration date
|
|---|---|
| Reception and transmission of orders relating to all financial instruments (C1 to C10) | 14/11/2016 |
| Investment services and activities and also ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services. | 14/11/2016 |
| Execution of orders on behalf of clients as to options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination ground), and also any other derivative contracts relating to assets, rights, bonds, indices and measures not otherwise mentioned in Section C, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, it is traded on a regulated market or an MTF, cleared and settled through recognised clearing houses or subject to regular margin calls. | 14/11/2016 |
| Execution of money-market instruments orders on behalf of clients | 14/11/2016 |
| Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo | 14/11/2016 |
| Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 14/11/2016 |
| Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); | 14/11/2016 |
| Execution of orders on behalf of clients relating to options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF | 14/11/2016 |
| Execution of orders on behalf of clients relating to options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in Section C- 6 and not being for commercial purposes, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are cleared and settled through recognised clearing houses or are subject to regular margin calls | 14/11/2016 |
| Execution of orders on behalf of clients relating to derivative instruments for the transfer of credit risk | 14/11/2016 |
| Dealing in all financial instruments for own account (C1 to C10) | 14/11/2016 |
| Portfolio management of all financial instruments (C1 to C10) | 14/11/2016 |
| Investment advice concerning all financial instruments (C1 to C10) | 14/11/2016 |
| Underwriting and/or placing of all financial instruments on a firm commitment basis (C1 to C10) | 14/11/2016 |
| Placing of financial instruments without a firm commitment basis (C1 to C10) | 14/11/2016 |
| Foreign exchange services where these services are connected to the provision of investment services | 14/11/2016 |
| Execution of securities orders on behalf of clients | 14/11/2016 |
