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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Mount Abu Capital Limited

Address:

14 Hanover Street Third Floor Mayfair, W1S 1YH

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 29/06/2017
Investment services and activities and also ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services. 29/06/2017
Reception and transmission of orders relating to units in collective investment undertakings 29/06/2017
Securities investment advice 29/06/2017
Investment advice concerning money market instruments 29/06/2017
Investment advice on units in collective investment undertakings 29/06/2017
Granting credits or loans to an investor to allow him to carry out a transaction in securities, where the firm granting the credit or loan is involved in the transaction 29/06/2017
Granting credits or loans to an investor to allow him to carry out a transaction in one or more money market instruments, where the firm granting the credit or loan is involved in the transaction 29/06/2017
Granting credits or loans to an investor to allow him to carry out a transaction in units in collective investment undertakings, where the firm granting the credit or loan is involved in the transaction 29/06/2017
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 29/06/2017
Foreign exchange services where these services are connected to the provision of investment services 29/06/2017
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 29/06/2017
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 29/06/2017
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 29/06/2017
Services related to securities underwriting 29/06/2017
Services related to money-market instruments underwriting 29/06/2017
Services related to underwriting of units in collective investment undertakings 29/06/2017
Reception and transmission of orders relating to money-market instruments 29/06/2017