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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

KNG Securities Fixed Income LLP

Address:

6 Broad Street Place
EC2M 7JH London - ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 05/07/2017
Services related to underwriting of financial contracts for differences 05/07/2017
Reception and transmission of orders relating to units in collective investment undertakings 05/07/2017
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 05/07/2017
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 05/07/2017
Reception and transmission of orders relating to derivative instruments for the transfer of credit risk 05/07/2017
Reception and transmission of orders relating to financial contracts for differences 05/07/2017
Execution of securities orders on behalf of clients 05/07/2017
Execution of money-market instruments orders on behalf of clients 05/07/2017
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 05/07/2017
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 05/07/2017
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 05/07/2017
Execution of orders on behalf of clients relating to derivative instruments for the transfer of credit risk 05/07/2017
Execution of orders on behalf of clients relating to financial contracts for differences 05/07/2017
Dealing in securities for own account 05/07/2017
Dealing for own account with regard to money market instruments 05/07/2017
Dealing in units in collective investment undertakings for own account 05/07/2017
Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 05/07/2017
Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 05/07/2017
Dealing in derivative instruments for the transfer of credit risk for own account 05/07/2017
Dealing for own account with respect to financial contracts for differences 05/07/2017
Securities investment advice 05/07/2017
Investment advice concerning money market instruments 05/07/2017
Investment advice on units in collective investment undertakings 05/07/2017
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 05/07/2017
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 05/07/2017
Investment advice on derivative instruments for the transfer of credit risk 05/07/2017
Investment advice concerning financial contracts for diferences 05/07/2017
Underwriting and/or placing of securities on a firm commitment basis; 05/07/2017
Underwriting and/or placing of money market instruments on a firm commitment basis 05/07/2017
Underwriting and/or placing of units in collective investment undertakings on a firm commitment basis 05/07/2017
Underwriting and/or placing on a firm commitment basis the options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 05/07/2017
Underwriting and/or placing on a firm commitment basis the options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 05/07/2017
Underwriting and/or placing of derivative instruments for the transfer of credit risk on a firm commitment basis 05/07/2017
Underwriting and/or placing of financial contracts for diferences on a firm commitment basis 05/07/2017
Placing of securities without a firm commitment basis 05/07/2017
Placing of money-market instruments without a firm commitment basis 05/07/2017
Placing of units in collective investment undertakings without a firm commitment basis 05/07/2017
Placing without a firm commitment basis of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 05/07/2017
Placing without a firm commitment basis of options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 05/07/2017
Placing of derivative instruments for the transfer of credit risk without a firm commitment basis 05/07/2017
Placing of financial contracts for differences without a firm commitment basis 05/07/2017
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 05/07/2017
Foreign exchange services where these services are connected to the provision of investment services 05/07/2017
Services related to securities underwriting 05/07/2017
Services related to money-market instruments underwriting 05/07/2017
Services related to underwriting of units in collective investment undertakings 05/07/2017
Services related to underwriting of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 05/07/2017
Services related to underwriting of options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 05/07/2017
Services related to underwriting of derivative instruments for the transfer of credit risk 05/07/2017
Reception and transmission of orders relating to money-market instruments 05/07/2017