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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

TigerRisk Capital Markets & Advisory (UK) Limited

Address:

148 Leadenhall Street
EC3V 4QT London, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 17/05/2017
Services related to underwriting of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 17/05/2017
Reception and transmission of orders relating to units in collective investment undertakings 17/05/2017
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 17/05/2017
Execution of securities orders on behalf of clients 17/05/2017
Execution of money-market instruments orders on behalf of clients 17/05/2017
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 17/05/2017
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 17/05/2017
Securities investment advice 17/05/2017
Investment advice concerning money market instruments 17/05/2017
Investment advice on units in collective investment undertakings 17/05/2017
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 17/05/2017
Placing of securities without a firm commitment basis 17/05/2017
Placing of money-market instruments without a firm commitment basis 17/05/2017
Placing of units in collective investment undertakings without a firm commitment basis 17/05/2017
Placing without a firm commitment basis of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 17/05/2017
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 17/05/2017
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 17/05/2017
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 17/05/2017
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 17/05/2017
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 17/05/2017
Services related to securities underwriting 17/05/2017
Services related to money-market instruments underwriting 17/05/2017
Services related to underwriting of units in collective investment undertakings 17/05/2017
Reception and transmission of orders relating to money-market instruments 17/05/2017