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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Adam & Company Investment Management Ltd

Address:

25 St Andrews Square, EH2 1AF

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 05/04/2017
Investment services and activities and also ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services. 05/04/2017
Reception and transmission of orders relating to units in collective investment undertakings 05/04/2017
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 05/04/2017
Execution of securities orders on behalf of clients 05/04/2017
Execution of money-market instruments orders on behalf of clients 05/04/2017
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 05/04/2017
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 05/04/2017
Dealing in securities for own account 05/04/2017
Dealing for own account with regard to money market instruments 05/04/2017
Dealing in units in collective investment undertakings for own account 05/04/2017
Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 05/04/2017
Securities portfolio management 05/04/2017
Portfolio management of money-market instruments 05/04/2017
Portfolio management of units in collective investment undertakings 05/04/2017
Portfolio management of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 05/04/2017
Securities investment advice 05/04/2017
Investment advice concerning money market instruments 05/04/2017
Investment advice on units in collective investment undertakings 05/04/2017
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 05/04/2017
Placing of securities without a firm commitment basis 05/04/2017
Placing of money-market instruments without a firm commitment basis 05/04/2017
Placing of units in collective investment undertakings without a firm commitment basis 05/04/2017
Placing without a firm commitment basis of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 05/04/2017
Foreign exchange services where these services are connected to the provision of investment services 05/04/2017
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 05/04/2017
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 05/04/2017
Reception and transmission of orders relating to money-market instruments 05/04/2017