CMVM
skip
Language
pageBackground
Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Third Platform Services Limited

Address:

17 Neals Yard Covent Garden, WC2H 9DP

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 20/06/2016
Safekeeping and administration of financial contracts for differences for the account of clients, including custodianship and related services such as cash/collateral management 26/09/2016
Reception and transmission of orders relating to money-market instruments 26/09/2016
Reception and transmission of orders relating to units in collective investment undertakings 20/06/2016
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 26/09/2016
Reception and transmission of orders relating to derivative instruments for the transfer of credit risk 26/09/2016
Reception and transmission of orders relating to financial contracts for differences 26/09/2016
Execution of securities orders on behalf of clients 20/06/2016
Execution of orders on behalf of clients as to options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination ground), and also any other derivative contracts relating to assets, rights, bonds, indices and measures not otherwise mentioned in Section C, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, it is traded on a regulated market or an MTF, cleared and settled through recognised clearing houses or subject to regular margin calls. 26/09/2016
Execution of money-market instruments orders on behalf of clients 26/09/2016
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 20/06/2016
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 26/09/2016
Execution of orders on behalf of clients relating to derivative instruments for the transfer of credit risk 26/09/2016
Execution of orders on behalf of clients relating to financial contracts for differences 26/09/2016
Safekeeping and administration of securities for the account of clients, including custodianship and related services such as cash/collateral management; 20/06/2016
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management, of options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination ground), and also any other derivative contracts relating to assets, rights, bonds, indices and measures not otherwise mentioned in Section C, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, it is traded on a regulated market or an MTF, cleared and settled through recognised clearing houses or subject to regular margin calls 26/09/2016
Safekeeping and administration of money-market instruments for the account of clients, including custodianship and related services such as cash/collateral management; 26/09/2016
Safekeeping and administration of units in collective investment undertakings for the account of clients, including custodianship and related services such as cash/collateral management 20/06/2016
Safekeeping and administration for the account of clients, including custodianship and related services such as cash/collateral management, of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash; 26/09/2016
Safekeeping and administration for the account of clients, including custodianship and related services such as cash/collateral management of derivative instruments for the transfer of credit risk 26/09/2016
Reception and transmission of orders in respect of options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination ground), and also any other derivative contracts relating to assets, rights, bonds, indices and measures not otherwise mentioned in Section C, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, it is traded on a regulated market or an MTF, cleared and settled through recognised clearing houses or subject to regular margin calls. 26/09/2016