CMVM
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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Stephens Europe Limited

Address:

36-38 Cornhill, EC3V 3NG

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to all financial instruments (C1 to C10) 18/05/2016
Investment advice concerning all financial instruments (C1 to C10) 18/05/2016
Investment services and activities and also ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services. 18/05/2016
Investment research and financial analysis or other forms of general recommendation relating to transactions in all financial instruments (C1 to C10) 18/05/2016
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 18/05/2016