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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Roxbury Asset Management Ltd

Address:

2 Savile Row Third Floor
W1S 3PA United Kingdom

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 13/04/2016
Investment services and activities and also ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services. 13/04/2016
Reception and transmission of orders relating to money-market instruments 13/04/2016
Reception and transmission of orders relating to units in collective investment undertakings 13/04/2016
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 13/04/2016
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 13/04/2016
Reception and transmission of orders relating to options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF 13/04/2016
Execution of all financial instruments orders on behalf of clients (C1 to C10) 13/04/2016
Portfolio management of all financial instruments (C1 to C10) 13/04/2016
Investment advice concerning all financial instruments (C1 to C10) 13/04/2016
Granting credits or loans to an investor to allow him to carry out a transaction in financial instruments, where the firm granting the credit or loan is involved in the transaction (C1 to C10) 13/04/2016
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 13/04/2016
Investment research and financial analysis or other forms of general recommendation relating to transactions in all financial instruments (C1 to C10) 13/04/2016
Services related to underwriting of all financial instruments (C1 to C10) 13/04/2016
Reception and transmission of orders in respect of options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination ground), and also any other derivative contracts relating to assets, rights, bonds, indices and measures not otherwise mentioned in Section C, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, it is traded on a regulated market or an MTF, cleared and settled through recognised clearing houses or subject to regular margin calls. 13/04/2016