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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

GMO-Z.COM Trade UK Limited

Address:

Becket House, 36 Old Jewry, EC2R8DD London

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 06/02/2015
Investment services and activities and also ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services. 06/02/2015
Reception and transmission of orders relating to money-market instruments 06/02/2015
Reception and transmission of orders relating to units in collective investment undertakings 06/02/2015
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 04/09/2014
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 06/02/2015
Reception and transmission of orders relating to options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF 06/02/2015
Reception and transmission of orders relating to options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in Section C/6) and not being for commercial purposes, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are cleared and settled through recognised clearing houses or are subject to regular margin calls 06/02/2015
Reception and transmission of orders relating to derivative instruments for the transfer of credit risk 06/02/2015
Reception and transmission of orders relating to financial contracts for differences 04/09/2014
Execution of securities orders on behalf of clients 06/02/2015
Execution of orders on behalf of clients as to options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination ground), and also any other derivative contracts relating to assets, rights, bonds, indices and measures not otherwise mentioned in Section C, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, it is traded on a regulated market or an MTF, cleared and settled through recognised clearing houses or subject to regular margin calls. 06/02/2015
Execution of money-market instruments orders on behalf of clients 06/02/2015
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 06/02/2015
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 04/09/2014
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 06/02/2015
Execution of orders on behalf of clients relating to options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF 06/02/2015
Execution of orders on behalf of clients relating to options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in Section C- 6 and not being for commercial purposes, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are cleared and settled through recognised clearing houses or are subject to regular margin calls 06/02/2015
Execution of orders on behalf of clients relating to derivative instruments for the transfer of credit risk 06/02/2015
Execution of orders on behalf of clients relating to financial contracts for differences 04/09/2014
Dealing in securities for own account 06/02/2015
Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination ground), and also any other derivative contracts relating to assets, rights, bonds, indices and measures not otherwise mentioned in Section C, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, it is traded on a regulated market or an MTF, cleared and settled through recognised clearing houses or subject to regular margin calls. 06/02/2015
Dealing for own account with regard to money market instruments 06/02/2015
Dealing in units in collective investment undertakings for own account 06/02/2015
Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 04/09/2014
Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 06/02/2015
Dealing for own account with regard to options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF 06/02/2015
Dealing for own account with regard to options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in Section C- 6 and not being for commercial purposes, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are cleared and settled through recognised clearing houses or are subject to regular margin calls. 06/02/2015
Dealing in derivative instruments for the transfer of credit risk for own account 06/02/2015
Dealing for own account with respect to financial contracts for differences 04/09/2014
Portfolio management of all financial instruments (C1 to C10) 06/02/2015
Investment advice concerning all financial instruments (C1 to C10) 06/02/2015
Underwriting and/or placing of all financial instruments on a firm commitment basis (C1 to C10) 06/02/2015
Placing of financial instruments without a firm commitment basis (C1 to C10) 06/02/2015
Operation of Multilateral Trading Facilities concerning all financial instruments (C1 to C10) 06/02/2015
Safekeeping and administration of all financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (C1 to C10) 06/02/2015
Granting credits or loans to an investor to allow him to carry out a transaction in financial instruments, where the firm granting the credit or loan is involved in the transaction (C1 to C10) 06/02/2015
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 06/02/2015
Foreign exchange services where these services are connected to the provision of investment services 04/09/2014
Investment research and financial analysis or other forms of general recommendation relating to transactions in all financial instruments (C1 to C10) 06/02/2015
Services related to underwriting of all financial instruments (C1 to C10) 06/02/2015
Reception and transmission of orders in respect of options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination ground), and also any other derivative contracts relating to assets, rights, bonds, indices and measures not otherwise mentioned in Section C, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, it is traded on a regulated market or an MTF, cleared and settled through recognised clearing houses or subject to regular margin calls. 06/02/2015