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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Sanlam Securities UK Limited

Address:

5th Floor, 16 St Martin's Le Grand
EC1A 4EN London, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 20/12/2011
Investment research and financial analysis or other forms of general recommendations relating to transactions in financial contracts for differences 20/12/2011
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 20/12/2011
Reception and transmission of orders relating to financial contracts for differences 20/12/2011
Execution of securities orders on behalf of clients 20/12/2011
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 20/12/2011
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 20/12/2011
Execution of orders on behalf of clients relating to financial contracts for differences 20/12/2011
Dealing in securities for own account 20/12/2011
Dealing in units in collective investment undertakings for own account 20/12/2011
Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 20/12/2011
Dealing for own account with respect to financial contracts for differences 20/12/2011
Securities portfolio management 20/12/2011
Portfolio management of units in collective investment undertakings 20/12/2011
Portfolio management of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 20/12/2011
Portfolio management of financial contracts for differences 20/12/2011
Securities investment advice 20/12/2011
Investment advice on units in collective investment undertakings 20/12/2011
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 20/12/2011
Investment advice concerning financial contracts for diferences 20/12/2011
Placing of securities without a firm commitment basis 20/12/2011
Placing of units in collective investment undertakings without a firm commitment basis 20/12/2011
Placing without a firm commitment basis of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 20/12/2011
Placing of financial contracts for differences without a firm commitment basis 20/12/2011
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 20/12/2011
Foreign exchange services where these services are connected to the provision of investment services 20/12/2011
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 20/12/2011
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 20/12/2011
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 20/12/2011
Reception and transmission of orders relating to units in collective investment undertakings 20/12/2011