CMVM
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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

SteelRock Limited

Address:

104 Park Street
W1K 6NF London, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 05/12/2011
Reception and transmission of orders relating to money-market instruments 05/12/2011
Reception and transmission of orders relating to units in collective investment undertakings 05/12/2011
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 05/12/2011
Securities investment advice 05/12/2011
Investment advice concerning money market instruments 05/12/2011
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 05/12/2011
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 05/12/2011
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 05/12/2011
Foreign exchange services where these services are connected to the provision of investment services 05/12/2011
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 05/12/2011
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 05/12/2011
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 05/12/2011
Investment advice on units in collective investment undertakings 05/12/2011