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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

RM Capital Markets Limited

Address:

7 Melville Crescent, Edinburgh
EH3 7JA Midlothian, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 10/02/2012
Investment research and financial analysis or other forms of general recommendations relating to transactions in financial contracts for differences 10/02/2012
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 10/02/2012
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 10/02/2012
Reception and transmission of orders relating to derivative instruments for the transfer of credit risk 10/02/2012
Reception and transmission of orders relating to financial contracts for differences 10/02/2012
Execution of securities orders on behalf of clients 10/02/2012
Execution of money-market instruments orders on behalf of clients 10/02/2012
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 10/02/2012
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 10/02/2012
Execution of orders on behalf of clients relating to derivative instruments for the transfer of credit risk 10/02/2012
Execution of orders on behalf of clients relating to financial contracts for differences 10/02/2012
Dealing in securities for own account 10/02/2012
Dealing for own account with regard to money market instruments 10/02/2012
Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 10/02/2012
Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 10/02/2012
Dealing in derivative instruments for the transfer of credit risk for own account 10/02/2012
Dealing for own account with respect to financial contracts for differences 10/02/2012
Securities investment advice 10/02/2012
Investment advice concerning money market instruments 10/02/2012
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 10/02/2012
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 10/02/2012
Investment advice on derivative instruments for the transfer of credit risk 10/02/2012
Investment advice concerning financial contracts for diferences 10/02/2012
Foreign exchange services where these services are connected to the provision of investment services 10/02/2012
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 10/02/2012
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 10/02/2012
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 10/02/2012
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 10/02/2012
Investment research and financial analysis or other forms of general recommendation relating to transactions in derivative instruments for the transfer of credit risk 10/02/2012
Reception and transmission of orders relating to money-market instruments 10/02/2012