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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

RiverRock European Capital Partners LLP

Address:

15 Wrights Lane, London W8 5SL

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 15/05/2012
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 15/05/2012
Reception and transmission of orders relating to units in collective investment undertakings 15/05/2012
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 15/05/2012
Securities investment advice 15/05/2012
Investment advice concerning money market instruments 15/05/2012
Investment advice on units in collective investment undertakings 15/05/2012
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 15/05/2012
Granting credits or loans to an investor to allow him to carry out a transaction in securities, where the firm granting the credit or loan is involved in the transaction 15/05/2012
Granting credits or loans to an investor to allow him to carry out a transaction in one or more money market instruments, where the firm granting the credit or loan is involved in the transaction 15/05/2012
Granting credits or loans to an investor to allow him to carry out a transaction in units in collective investment undertakings, where the firm granting the credit or loan is involved in the transaction 15/05/2012
Granting credits or loans to an investor to allow him to carry out a transaction in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash, where the firm granting the credit or loan is involved in the transaction; 15/05/2012
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 15/05/2012
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 15/05/2012
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 15/05/2012
Reception and transmission of orders relating to money-market instruments 15/05/2012