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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

BMO Capital Markets Limited

Address:

95 Queen Victoria Street
EC4V 4HG London, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 09/05/2012
Services related to underwriting of units in collective investment undertakings 09/05/2012
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 09/05/2012
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 09/05/2012
Execution of securities orders on behalf of clients 09/05/2012
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 09/05/2012
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 09/05/2012
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 09/05/2012
Dealing in securities for own account 09/05/2012
Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 09/05/2012
Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 09/05/2012
Securities investment advice 09/05/2012
Investment advice on units in collective investment undertakings 09/05/2012
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 09/05/2012
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 09/05/2012
Underwriting and/or placing of securities on a firm commitment basis; 09/05/2012
Placing of securities without a firm commitment basis 09/05/2012
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 09/05/2012
Foreign exchange services where these services are connected to the provision of investment services 09/05/2012
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 09/05/2012
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 09/05/2012
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 09/05/2012
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 09/05/2012
Services related to securities underwriting 09/05/2012
Reception and transmission of orders relating to units in collective investment undertakings 09/05/2012