CMVM
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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Peel Hunt LLP

Address:

111 Old Broad Street
EC2N 1PH London, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 04/11/2011
Services related to underwriting of units in collective investment undertakings 04/11/2011
Execution of securities orders on behalf of clients 04/11/2011
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 04/11/2011
Dealing in securities for own account 04/11/2011
Dealing for own account with regard to money market instruments 04/11/2011
Dealing in units in collective investment undertakings for own account 04/11/2011
Securities investment advice 04/11/2011
Investment advice on units in collective investment undertakings 04/11/2011
Underwriting and/or placing of securities on a firm commitment basis; 04/11/2011
Underwriting and/or placing of units in collective investment undertakings on a firm commitment basis 04/11/2011
Placing of securities without a firm commitment basis 04/11/2011
Placing of units in collective investment undertakings without a firm commitment basis 04/11/2011
Safekeeping and administration of securities for the account of clients, including custodianship and related services such as cash/collateral management; 04/11/2011
Safekeeping and administration of units in collective investment undertakings for the account of clients, including custodianship and related services such as cash/collateral management 04/11/2011
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 04/11/2011
Foreign exchange services where these services are connected to the provision of investment services 04/11/2011
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 04/11/2011
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 04/11/2011
Services related to securities underwriting 04/11/2011
Reception and transmission of orders relating to units in collective investment undertakings 04/11/2011