CMVM
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Information disclosure system

Financial intermediaries registered with the CMVM

Authorised services

Haitong Bank, SA

Service
Date of registration
   
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments 31/12/2007
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings 29/07/1991
Dealing on own account 29/07/1991
Foreign exchange services where these are connected to the provision of investment services 29/07/1991
Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction 29/07/1991
Investment advice 29/07/1991
Placing of financial instruments without a firm commitment basis 29/07/1991
Services related to underwriting 29/07/1991
Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis 29/07/1991
Depositary of collective investment undertaking 08/11/1993
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management 08/11/1993
Execution of orders on behalf of clients. 05/05/1993
Reception and transmission of orders in relation to one or more financial instruments 05/05/1993
Portfolio management 03/01/2005