Information disclosure system

Financial intermediaries registered with the CMVM

Authorised services

Banco L.J. Carregosa, S.A.

Date of registration
Dealing on own account 30/04/2001
Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments 29/07/2010
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings 29/05/2008
Investment advice 29/05/2008
Investment services and activities as well as ancillary services of the type included under Section A or B of Annex1 of Directive 2004/39/EC related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services 29/05/2008
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management 23/05/1995
Placing of financial instruments without a firm commitment basis 18/02/2010
Services related to underwriting 18/02/2010
Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis 18/02/2010
Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction 16/06/2006
Depositary of collective investment undertaking 12/02/2015
Execution of orders on behalf of clients. 12/01/1995
Foreign exchange services where these are connected to the provision of investment services 12/01/1995
Portfolio management 12/01/1995
Reception and transmission of orders in relation to one or more financial instruments 12/01/1995