All Asset Management Companies Branches of Investment Firms Broker - Dealer Companies Brokerage Companies Credit Institution Credit Institution Branches (European Union) Credit Institution Branches (Other countries) Investment Companies Investment Companies National Banks Real Estate Fund Management Companies Securities Investment Fund Management Companies Securitisation Funds Management Company

All Reception and transmission of orders in relation to one or more financial instruments Execution of orders on behalf of clients Dealing on own account Portfolio management Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management Foreign exchange services where these are connected to the provision of investment services Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings Services related to underwriting Investment advice Management of undertakings for collective investment in property Depositary of collective investment undertaking Management of securitisation funds Placement of Units in investment Funds Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis Management of Venture Capital Funds Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis Operation of Multilateral Trading Facilities Systematic Internalisation of Orders Management of undertakings for collective investment in securities Execution of orders on behalf of clients. Reception and transmission of orders in relation to financial instruments Investment advice Investment advice Portfolio management Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management Alternative Investment Fund Management Carrying out of orders on behalf of third parties on the forward market Investment services and activities as well as ancillary services of the type included under Section A or B of Annex1 of Directive 2004/39/EC related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services Management of portfolios of investments Safe-keeping and administration in relation to shares or units of collective investment undertakings Placing of financial instruments without a firm commitment basis Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis