- Intermediários financeiros registados na CMVM
- Entidades em regime de livre prestação de serviços (LPS)
- Entidades do Reino Unido em regime transitório
- Custos e comissões de intermediação financeira
- Preçários dos intermediários financeiros
- Cinco principais plataformas de negociação e qualidade de execução de ordens
- Participações qualificadas em intermediários financeiros
- Agentes vinculados
- Formulário para comunicação de operações suspeitas por intermediários financeiros
- Alertas sobre intermediação financeira não autorizada
- Endereços de correio eletrónico dos intermediários financeiros
- Pontos de contacto para cooperação entre autoridades europeias
Intermediários financeiros
Alertas sobre intermediação financeira não autorizada
Nesta lista, atualizada periodicamente, são divulgados os alertas emitidos por autoridades de supervisão membros da ESMA e da IOSCO relativos a entidades que não estão habilitadas para o exercício de atividades de intermediação financeira ou de outras atividades sujeitas a autorização nos respetivos ordenamentos jurídicos. A informação que consta nos alertas é da exclusiva responsabilidade das autoridades que os emitem.
|
Data
|
Autoridade de supervisão
|
Entidade
|
Site
|
Anexo
|
|---|---|---|---|---|
| 23/04/2021 | Central Bank of Ireland | Onehourloan | link | - |
| 16/04/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | Adlerstein365 | link | - |
| 16/04/2021 | FCA - Financial Conduct Authority | Richness Forex | link | - |
| 16/04/2021 | CONSOB - Commissione Nazionale Per Le Societa Borsa (autoridade de supervisão da Itália) | Up Invest Finance, Vita Impex, Konstos Markets, Trade Com Limited | link | - |
| 16/04/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | Queen Investments / Queeninv Group Ltd | link | - |
| 15/04/2021 | KNF - The Polish Financial Supervision Authority (autoridade de Supervisão da Polónia) | IQ Global Evolution LTD (platform - marketpluse.com) | link | PDF 310KB |
| 15/04/2021 | KNF - The Polish Financial Supervision Authority (autoridade de Supervisão da Polónia) | Best Communications Ltd (platform Irotradex ? https://irotradex.com/) | link | PDF 305KB |
| 15/04/2021 | FCA - Financial Conduct Authority | L?AGGREGATION | link | - |
| 15/04/2021 | FCA - Financial Conduct Authority | Money Saving Expert (clone of Appointed Representative firm) | link | - |
| 14/04/2021 | CSSF - Commission de Surveillance du Secteur Financier | CF Broker Sàrl | link | - |
| 13/04/2021 | FCA - Financial Conduct Authority | Savings Connection | link | PDF 89KB |
| 13/04/2021 | CSSF - Commission de Surveillance du Secteur Financier | website www.radianinvestmentmanagement.com | link | - |
| 12/04/2021 | FCA - Financial Conduct Authority | Adamant FX | link | - |
| 12/04/2021 | CSSF - Commission de Surveillance du Secteur Financier | Capital Global Markets | link | - |
| 12/04/2021 | FCA - Financial Conduct Authority | Limeberg / Lime Berg | link | - |
| 12/04/2021 | FCA - Financial Conduct Authority | Rapid Quid Finance | link | - |
| 12/04/2021 | Securities and Futures Commission (autoridade supervisora de Hong Kong) | www.skywealthmgmt.com | link | - |
| 12/04/2021 | FCA - Financial Conduct Authority | Binary Forex Recovery | link | - |
| 12/04/2021 | FCA - Financial Conduct Authority | Trendsmacro | link | - |
| 09/04/2021 | FCA - Financial Conduct Authority | Budget Investments | link | PDF 86KB |
| 09/04/2021 | FCA - Financial Conduct Authority | Email Investment Group | link | PDF 83KB |
| 09/04/2021 | FCA - Financial Conduct Authority | UK Affordable Bonds | link | PDF 87KB |
| 09/04/2021 | KNF - The Polish Financial Supervision Authority (autoridade de Supervisão da Polónia) | Opole Bank Poland | link | PDF 139KB |
| 08/04/2021 | FCA - Financial Conduct Authority | ukinvestmentsearch.co.uk | link | PDF 89KB |
| 08/04/2021 | FCA - Financial Conduct Authority | White Bonds | link | PDF 89KB |
| 08/04/2021 | CMVM -Comissão do Mercado de Valores Mobiliários | Bysignals | link | - |
| 07/04/2021 | BCSC - The British Columbia Securities Commission (Autoridade Supervisora do Canadá) | Crystalead | link | - |
| 07/04/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | https://guardianglobalcap.ch | link | - |
| 07/04/2021 | FCA - Financial Conduct Authority | Steele Capital Consultancy LLC | link | - |
| 07/04/2021 | BCSC - The British Columbia Securities Commission (Autoridade Supervisora do Canadá) | Waltonchase Ltd. | link | - |
| 07/04/2021 | BCSC - The British Columbia Securities Commission (Autoridade Supervisora do Canadá) | MagKing Limited International Group Pty Ltd., MagKing Global Ltd., MagKing Forex (collectively MagK | link | - |
| 07/04/2021 | BCSC - The British Columbia Securities Commission (Autoridade Supervisora do Canadá) | Alida Investment Limited | link | - |
| 07/04/2021 | FCA - Financial Conduct Authority | Executive Financial Services Ltd (Clone of FCA authorised firm) | link | - |
| 07/04/2021 | FCA - Financial Conduct Authority | GooCompare | link | PDF 84KB |
| 07/04/2021 | FCA - Financial Conduct Authority | Comparison Bond | link | PDF 90KB |
| 07/04/2021 | FCA - Financial Conduct Authority | UBS Bond / UBS Asset Management (Clone of FCA authorised firm) | link | - |
| 07/04/2021 | FCA - Financial Conduct Authority | PegasusCapital (Clone of FCA authorised firm) | link | - |
| 07/04/2021 | FCA - Financial Conduct Authority | International Trading Revenue | link | - |
| 07/04/2021 | FCA - Financial Conduct Authority | Plutus.pro / Plutus.global | link | - |
| 06/04/2021 | FCA - Financial Conduct Authority | compare-Property-Bonds.com | link | PDF 81KB |
| 06/04/2021 | FCA - Financial Conduct Authority | Marche du Monde Wealth Management / MDM Wealth Management (clone of former PSD agent) | link | - |
| 06/04/2021 | FCA - Financial Conduct Authority | DECCA CAPITAL LTD | link | - |
| 06/04/2021 | FCA - Financial Conduct Authority | Sky Financial Services (clone of FCA authorised firm) | link | - |
| 06/04/2021 | FCA - Financial Conduct Authority | JAY TRADES | link | - |
| 06/04/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | KLDC Technical Systems (CAPWELT, Tradecenter.fm) | link | - |
| 06/04/2021 | FCA - Financial Conduct Authority | APEX ASSURE LTD | link | - |
| 06/04/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | Website: www.cryptodeutsch.com | link | - |
| 06/04/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | swisseu.de/ | link | - |
| 06/04/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | www.alpenfx.com | link | - |
| 06/04/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | Goldstein Invest Ltd | link | - |
| 06/04/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | AgricoXQ | link | - |
| 06/04/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | Orti Group Beheer GmbH (B.V.) | link | - |
| 06/04/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | TD Market Investment Capital Ltd / Tiandin Limited | link | - |
| 06/04/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | Finance-21 | link | - |
| 06/04/2021 | FCA - Financial Conduct Authority | INDEX-REVIEW | link | - |
| 06/04/2021 | FCA - Financial Conduct Authority | Blockchain Recovery Department (clone of FCA authorised firm) | link | - |
| 06/04/2021 | FCA - Financial Conduct Authority | Walker Crips Weddle / Walker Crips Investment Management (clone of FCA authorised firm) | link | - |
| 06/04/2021 | FCA - Financial Conduct Authority | Money Pig (Clone of FCA authorised firm) | link | - |
| 01/04/2021 | FCA - Financial Conduct Authority | Future Protect | link | PDF 84KB |
| 01/04/2021 | FCA - Financial Conduct Authority | BondRaters | link | PDF 86KB |
| 01/04/2021 | FCA - Financial Conduct Authority | Compare Bonds Today | link | PDF 83KB |
| 01/04/2021 | FCA - Financial Conduct Authority | UK Investing | link | PDF 92KB |
| 01/04/2021 | FCA - Financial Conduct Authority | Bond Comparisons UK | link | PDF 82KB |
| 01/04/2021 | FCA - Financial Conduct Authority | FixedRateSociety | link | PDF 86KB |
| 01/04/2021 | FCA - Financial Conduct Authority | Lead Genarationa Solutions | link | PDF 86KB |
| 01/04/2021 | FSMA - Financial Services and Markets Authority (autoridade de supervisão da Bélgica) | Action Refund (www.actionrefund.com, www.lp.actionrefund.com and www.actionrefund-ltd.com) | link | - |
| 01/04/2021 | FSMA - Financial Services and Markets Authority (autoridade de supervisão da Bélgica) | Private-Union (cloned firm) (www.private-union.com) | link | - |
| 01/04/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | Forexprimo Ltd. | link | - |
| 01/04/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | Raven Markets | link | - |
| 01/04/2021 | CSSF - Commission de Surveillance du Secteur Financier | website www.sfi-capital.com | link | - |
| 01/04/2021 | Securities and Futures Commission (autoridade supervisora de Hong Kong) | Spring Inc | link | - |
| 01/04/2021 | KNF - The Polish Financial Supervision Authority (autoridade de Supervisão da Polónia) | Binvesting | link | PDF 141KB |
| 01/04/2021 | CMVM -Comissão do Mercado de Valores Mobiliários | Forex Gods | link | - |
| 31/03/2021 | KNF - The Polish Financial Supervision Authority (autoridade de Supervisão da Polónia) | Subpages within the domain - https://news24zoom.com/ | link | PDF 139KB |
| 31/03/2021 | CONSOB - Commissione Nazionale Per Le Societa Borsa (autoridade de supervisão da Itália) | Widdershins Group, Lollygag Partners, Terratech, Kbs Capital Markets | link | - |
| 31/03/2021 | CSSF - Commission de Surveillance du Secteur Financier | Nordea Investment Funds S.A. | link | - |
| 31/03/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | LYSKAMM TRUST | link | - |
| 31/03/2021 | FCA - Financial Conduct Authority | Capital Market Search | link | PDF 92KB |
| 31/03/2021 | FCA - Financial Conduct Authority | Bond Guides | link | PDF 89KB |
| 31/03/2021 | FCA - Financial Conduct Authority | Capital Platform (CP) International | link | PDF 92KB |
| 31/03/2021 | FCA - Financial Conduct Authority | UK-investment-search.org.uk | link | PDF 93KB |
| 31/03/2021 | FCA - Financial Conduct Authority | Overtons International | link | PDF 87KB |
| 31/03/2021 | FCA - Financial Conduct Authority | Search Bonds a trading style of Golden Water Ventures Ltd | link | PDF 89KB |
| 31/03/2021 | FCA - Financial Conduct Authority | Bond Spotter | link | PDF 85KB |
| 31/03/2021 | FCA - Financial Conduct Authority | Compare Bonds to Invest | link | PDF 90KB |
| 31/03/2021 | FCA - Financial Conduct Authority | UK Elite Bonds | link | PDF 85KB |
| 31/03/2021 | FCA - Financial Conduct Authority | Compare UK Investments | link | PDF 91KB |
| 31/03/2021 | FCA - Financial Conduct Authority | Compare Best Investment | link | PDF 91KB |
| 31/03/2021 | Finanstilsynet - The Financial Supervisory Authority of Norway (autoridade supervisora da Noruega ) | VORTEXZ SIGNALS (https://vortexzsignals.com/) | link | - |
| 31/03/2021 | Finanstilsynet - The Financial Supervisory Authority of Norway (autoridade supervisora da Noruega ) | STALLION WINGS | link | - |
| 31/03/2021 | Finanstilsynet - The Financial Supervisory Authority of Norway (autoridade supervisora da Noruega ) | NIREDAL LTD (Financepro24.com) | link | - |
| 31/03/2021 | Finanstilsynet - The Financial Supervisory Authority of Norway (autoridade supervisora da Noruega ) | DZINTARA WORLD SRL | link | - |
| 31/03/2021 | Finanstilsynet - The Financial Supervisory Authority of Norway (autoridade supervisora da Noruega ) | NORMAN CAPITAL GROUP | link | - |
| 31/03/2021 | Securities and Futures Commission (autoridade supervisora de Hong Kong) | Hui Hui Tong FX | link | - |
| 30/03/2021 | FCA - Financial Conduct Authority | SRF Wealth Management (Clone of FCA authorised firm) | link | - |
| 30/03/2021 | AMF - Autorité des Marchés Financiers (autoridade supervisora da França) | Unauthorised offers of trading in atypical investments | link | PDF 257KB |
| 30/03/2021 | FCA - Financial Conduct Authority | Profit Edge | link | - |
| 29/03/2021 | FSMA - Financial Services and Markets Authority (autoridade de supervisão da Bélgica) | Warning against fake savings offers | link | - |
| 29/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://STN-CAPITALS.COM/ | link | - |
| 29/03/2021 | FCA - Financial Conduct Authority | InvestDelta | link | - |
| 29/03/2021 | FCA - Financial Conduct Authority | Alpha Live | link | - |
| 29/03/2021 | FCA - Financial Conduct Authority | Sumitomo Mitsui Trust Bank Ltd (Clone of FCA authorised firm) | link | - |
| 29/03/2021 | FCA - Financial Conduct Authority | WinnGroups Capital/ Bevan Howards CFD LTD (clone of FCA Authorised firm ) | link | - |
| 29/03/2021 | FCA - Financial Conduct Authority | www.kingsburnwindenergy.com (Please note this has no link to Kingsburn Wind Energy Limited UKCH SC27 | link | - |
| 29/03/2021 | FCA - Financial Conduct Authority | Leading Lends (clone of FCA Authorised firm ) | link | - |
| 29/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://CITYFXCAPITAL.COM/ | link | - |
| 29/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://T.ME/FOREX_AL_MILIMETRO | link | - |
| 29/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | WWW.TOPCMARKETS.COM | link | - |
| 29/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | WWW.STANFORDFINANCEGROUP.COM | link | - |
| 29/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | WWW.BTCSWING.COM | link | - |
| 29/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://BITCOIN-CHAMPION.COM | link | - |
| 29/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | WWW.CRYPTOINFUSEUSA.COM | link | - |
| 29/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://GEMINIOPTION.COM/ | link | - |
| 29/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://ES.PUPRIME.COM/ | link | - |
| 29/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://U-I-GROUP.COM/ | link | - |
| 29/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | WWW.CLASSICFX24TRADE.COM | link | - |
| 29/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://CTRUST.CO/ES/ | link | - |
| 29/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://TOPINDEX.CO | link | - |
| 29/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | CRYPTOCASHSIGNALS | link | - |
| 29/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://BLUETRADESFX.COM/ | link | - |
| 29/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://DEALFX.NET/ | link | - |
| 29/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://GUAREX.COM/ES | link | - |
| 29/03/2021 | FCA - Financial Conduct Authority | Argus Trade (Clone of FCA authorised firm) | link | - |
| 26/03/2021 | AMF - Autorité des marchés Financiers - (Quebec) | Goldbridge Investments inc. | link | PDF 99KB |
| 26/03/2021 | Central Bank of Ireland | FTI Limited (CLONE) | link | - |
| 26/03/2021 | CMVM -Comissão do Mercado de Valores Mobiliários | BDS Markets | link | - |
| 26/03/2021 | CMVM -Comissão do Mercado de Valores Mobiliários | Trading Jar | link | - |
| 26/03/2021 | FCA - Financial Conduct Authority | Lindsell Asset Holdings (Clone of FCA authorised firm) | link | - |
| 26/03/2021 | FCA - Financial Conduct Authority | House24 Trades Limited (Clone of FCA authorised firm) | link | - |
| 26/03/2021 | FCA - Financial Conduct Authority | Just Bonds | link | PDF 84KB |
| 26/03/2021 | FCA - Financial Conduct Authority | Bond Compare UK | link | PDF 84KB |
| 26/03/2021 | FCA - Financial Conduct Authority | High Net Bonds | link | PDF 81KB |
| 26/03/2021 | FCA - Financial Conduct Authority | Compare Bonds UK | link | PDF 91KB |
| 26/03/2021 | FCA - Financial Conduct Authority | UK Bond Street | link | PDF 87KB |
| 26/03/2021 | FCA - Financial Conduct Authority | Growth Capital Investments | link | PDF 87KB |
| 26/03/2021 | FCA - Financial Conduct Authority | Best UK Bonds | link | PDF 92KB |
| 26/03/2021 | FCA - Financial Conduct Authority | UniCredit UK (Clone of EEA authorised firms) | link | - |
| 26/03/2021 | CMVM -Comissão do Mercado de Valores Mobiliários | globalyouthtrading/ davidgyt/ wevesting | link | - |
| 25/03/2021 | FCA - Financial Conduct Authority | SUPERCONTROL LIMITED | link | - |
| 25/03/2021 | FCA - Financial Conduct Authority | IVI Funds PLC (clone of FCA authorised firm) | link | - |
| 25/03/2021 | FCA - Financial Conduct Authority | Choose Wisely Loan Ltd (clone of FCA authorised firm) | link | - |
| 25/03/2021 | FCA - Financial Conduct Authority | FXGbp Markets | link | - |
| 25/03/2021 | CSSF - Commission de Surveillance du Secteur Financier | website www.vicotoris.com | link | - |
| 25/03/2021 | FCA - Financial Conduct Authority | Fixed Income Solutions | link | - |
| 25/03/2021 | CSSF - Commission de Surveillance du Secteur Financier | website www.europeancapitalpartners.fr | link | - |
| 25/03/2021 | CSSF - Commission de Surveillance du Secteur Financier | website www.nexgenpartners.co.uk | link | - |
| 25/03/2021 | FCA - Financial Conduct Authority | Fletcher Corporate Partners | link | - |
| 24/03/2021 | Financial Markets Authority - Liechtenstein | ghctrades.com and in-tan.com | link | - |
| 24/03/2021 | Financial Markets Authority - Liechtenstein | horizonlinelimited.com | link | - |
| 24/03/2021 | FCA - Financial Conduct Authority | Greenberg Securities LLC | link | - |
| 24/03/2021 | FCA - Financial Conduct Authority | Keyslaw Group / Keys Law Group | link | - |
| 24/03/2021 | Financial Markets Authority - Liechtenstein | Cornucopia | link | - |
| 23/03/2021 | CONSOB - Commissione Nazionale Per Le Societa Borsa (autoridade de supervisão da Itália) | Triton Partnership Ltd | link | - |
| 23/03/2021 | CONSOB - Commissione Nazionale Per Le Societa Borsa (autoridade de supervisão da Itália) | NewTraders Holdings Ltd | link | - |
| 23/03/2021 | CONSOB - Commissione Nazionale Per Le Societa Borsa (autoridade de supervisão da Itália) | Salvax Limited | www.fxsuit.it | - |
| 23/03/2021 | CSSF - Commission de Surveillance du Secteur Financier | website www.trsmarkets.com | link | - |
| 23/03/2021 | CONSOB - Commissione Nazionale Per Le Societa Borsa (autoridade de supervisão da Itália) | Evolution Markets LTD | http://marketseco.com | - |
| 23/03/2021 | Central Bank of Ireland | Fouchard Credit | link | - |
| 23/03/2021 | Central Bank of Ireland | Fouchard Credit | link | - |
| 23/03/2021 | Central Bank of Ireland | Quick Loans Ireland | link | - |
| 23/03/2021 | Central Bank of Ireland | Cheetah Money | link | - |
| 22/03/2021 | CMVM -Comissão do Mercado de Valores Mobiliários | Bison Bank, S.A. (former Banif ? Banco de Investimento, S.A.) | link | - |
| 22/03/2021 | FCA - Financial Conduct Authority | Offer Investor Yields | link | PDF 84KB |
| 22/03/2021 | FCA - Financial Conduct Authority | UK (Property) Fixed Income | link | PDF 86KB |
| 22/03/2021 | FCA - Financial Conduct Authority | Income Bonds UK | link | PDF 87KB |
| 22/03/2021 | FCA - Financial Conduct Authority | My Bond Finder | link | PDF 87KB |
| 22/03/2021 | Securities and Futures Commission (autoridade supervisora de Hong Kong) | www.qhassetmanagement-hk.com | link | - |
| 22/03/2021 | BCSC - The British Columbia Securities Commission (Autoridade Supervisora do Canadá) | Impero Solutions Limited | link | - |
| 22/03/2021 | BCSC - The British Columbia Securities Commission (Autoridade Supervisora do Canadá) | Tethertrade | link | - |
| 22/03/2021 | BCSC - The British Columbia Securities Commission (Autoridade Supervisora do Canadá) | Cryptocloudmine | link | - |
| 22/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | VALUE REINVESTMENT WEALTH S.L | link | - |
| 22/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://WWW.CAPITALPRO-INV.COM/ | link | - |
| 22/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://EVERESTBTC.COM/ | link | - |
| 22/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | INVERSIÓN CENTER INC (TELEGRAM GROUP) | link | - |
| 22/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://INVEST-FLOW.IO/ | link | - |
| 22/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTP://WWW.GOLDENCAPITALFX.COM/ | link | - |
| 19/03/2021 | KNF - The Polish Financial Supervision Authority (autoridade de Supervisão da Polónia) | Krisimarks Eood | link | PDF 140KB |
| 19/03/2021 | KNF - The Polish Financial Supervision Authority (autoridade de Supervisão da Polónia) | LV Grow Markets | link | PDF 141KB |
| 19/03/2021 | FCA - Financial Conduct Authority | Lazard & Co Limited (clone of FCA Authorised firm) | link | - |
| 19/03/2021 | FCA - Financial Conduct Authority | PROPER FINANCE LTD (Clone of FCA authorised firm) | link | - |
| 19/03/2021 | FCA - Financial Conduct Authority | Castle Trust/Castle Trust Bank (clone of FCA authorised firm) | link | - |
| 19/03/2021 | FCA - Financial Conduct Authority | MAEF Wealth Management (clone of former PSD agent) | link | - |
| 19/03/2021 | CONSOB - Commissione Nazionale Per Le Societa Borsa (autoridade de supervisão da Itália) | Fcs Technology Ltd, Investigram Ltd, Donnybrook Consulting Ltd, Kbs Capital Markets Ltd | link | - |
| 19/03/2021 | FCA - Financial Conduct Authority | Bitmax4u (clone of an EEA Authorised Firm) | link | - |
| 19/03/2021 | FCA - Financial Conduct Authority | U Trade FX (Clone of FCA authorised firm) | link | - |
| 19/03/2021 | FCA - Financial Conduct Authority | BLX Invest | link | PDF 92KB |
| 19/03/2021 | FCA - Financial Conduct Authority | findyourbonds.com | link | PDF 88KB |
| 19/03/2021 | FCA - Financial Conduct Authority | smarterinvestingbonds.com | link | PDF 87KB |
| 19/03/2021 | FCA - Financial Conduct Authority | MAEF Wealth Management (clone of former PSD agent) | link | - |
| 18/03/2021 | FCA - Financial Conduct Authority | Ace Capital Group | link | PDF 87KB |
| 18/03/2021 | Securities and Futures Commission (autoridade supervisora de Hong Kong) | www.pwm.hk | link | - |
| 18/03/2021 | FCA - Financial Conduct Authority | UK Foundation Bonds | link | PDF 89KB |
| 18/03/2021 | FCA - Financial Conduct Authority | PB Specialists Group | link | PDF 92KB |
| 17/03/2021 | FCA - Financial Conduct Authority | UK Investment Options | link | PDF 89KB |
| 17/03/2021 | Finanstilsynet - The Financial Supervisory Authority of Norway (autoridade supervisora da Noruega ) | GET PROMOTIONS LTD/OCEANTRADE | link | - |
| 17/03/2021 | Finanstilsynet - The Financial Supervisory Authority of Norway (autoridade supervisora da Noruega ) | UNITEEX | link | - |
| 17/03/2021 | Securities and Futures Commission (autoridade supervisora de Hong Kong) | www.kmtscale.com | link | - |
| 16/03/2021 | FCA - Financial Conduct Authority | Nutmeg Savings and Investments (Clone of FCA authorised firm) | link | - |
| 16/03/2021 | FCA - Financial Conduct Authority | BlackRock Investment / BlackRock iShares (Clone of FCA authorised firm) | link | - |
| 16/03/2021 | FCA - Financial Conduct Authority | RealFXPro (Clone of FCA authorised firm) | link | - |
| 16/03/2021 | FCA - Financial Conduct Authority | LLP Holdings Limited | link | - |
| 16/03/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | Tradesboost | link | - |
| 16/03/2021 | FCA - Financial Conduct Authority | Great Finance | link | - |
| 16/03/2021 | FCA - Financial Conduct Authority | Saltire Consultancy Services (clone of an EEA Authorised Firm) | link | - |
| 16/03/2021 | CSSF - Commission de Surveillance du Secteur Financier | Europe Capital Partners | link | - |
| 16/03/2021 | FCA - Financial Conduct Authority | Online Trading/Online Trading Market | link | - |
| 15/03/2021 | FCA - Financial Conduct Authority | BondCompare | link | PDF 86KB |
| 15/03/2021 | FCA - Financial Conduct Authority | JLJ Platinum LTD t/a Platinum University | link | - |
| 15/03/2021 | FCA - Financial Conduct Authority | European Venture / EU Holdings / www.europeanventure.co.uk | link | - |
| 15/03/2021 | FCA - Financial Conduct Authority | Mayfair Exchange / Mayfair Finance | link | - |
| 15/03/2021 | FCA - Financial Conduct Authority | FINEXRO | link | - |
| 15/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://BITCOINREJOIN.IO/ES/ | link | - |
| 15/03/2021 | FSMA - Financial Services and Markets Authority (autoridade de supervisão da Bélgica) | Fraudulent online trading platforms | link | - |
| 15/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://EXFINANCES.COM | link | - |
| 15/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://SIRIOCT.COM | link | - |
| 15/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | WWW.EMBIEXCELLENCE.COM | link | - |
| 15/03/2021 | CSSF - Commission de Surveillance du Secteur Financier | website www.fil-lux.com | link | - |
| 14/03/2021 | Financial Markets Authority - Liechtenstein | www.cjcmarketsglobal.biz | link | - |
| 14/03/2021 | Financial Markets Authority - Liechtenstein | www.horizonlinelimited.com | link | - |
| 14/03/2021 | Financial Markets Authority - Liechtenstein | www.canztrades.com | link | - |
| 14/03/2021 | Financial Markets Authority - Liechtenstein | Cornucopia | link | - |
| 12/03/2021 | CMVM -Comissão do Mercado de Valores Mobiliários | Blvck network | link | - |
| 12/03/2021 | FCA - Financial Conduct Authority | UK Market Comparison | link | PDF 83KB |
| 12/03/2021 | FCA - Financial Conduct Authority | Universal Bonds | link | PDF 87KB |
| 12/03/2021 | Central Bank of Ireland | The loans Tree | link | - |
| 12/03/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | GinebraFX | link | - |
| 12/03/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | EMW Capital | link | - |
| 12/03/2021 | Central Bank of Ireland | Direct Lends | link | - |
| 12/03/2021 | Securities and Futures Commission (autoridade supervisora de Hong Kong) | BTCUSDT Investment Limited | link | - |
| 11/03/2021 | FCA - Financial Conduct Authority | 2021 Income Bonds | link | PDF 85KB |
| 11/03/2021 | FCA - Financial Conduct Authority | Grown Capital | link | PDF 85KB |
| 11/03/2021 | FCA - Financial Conduct Authority | Compare My Bond | link | PDF 90KB |
| 11/03/2021 | FCA - Financial Conduct Authority | HE Global Investments | link | PDF 90KB |
| 11/03/2021 | FCA - Financial Conduct Authority | SENJ Limited (Seychelles) / Mortgagefree / Natural Justice / Sovereign Reserve | link | - |
| 11/03/2021 | FCA - Financial Conduct Authority | Live Markets | link | PDF 82KB |
| 11/03/2021 | FCA - Financial Conduct Authority | Vault of BTC Ltd (Clone of FCA registered firm) | link | - |
| 11/03/2021 | FCA - Financial Conduct Authority | Walden Capital Limited (Clone of FCA authorised firm) | link | - |
| 11/03/2021 | FCA - Financial Conduct Authority | UK Investment Finder | link | PDF 89KB |
| 10/03/2021 | FCA - Financial Conduct Authority | Lcoin Market / Libra UK LTD (clone of an Exempt Professional Firm) | link | - |
| 10/03/2021 | FCA - Financial Conduct Authority | United Overseas Bank (Clone of FCA authorised firm) | link | - |
| 10/03/2021 | CSSF - Commission de Surveillance du Secteur Financier | International Invest Group | link | - |
| 10/03/2021 | FCA - Financial Conduct Authority | Grindlays Private Banking (Clone of FCA authorised firm) | link | - |
| 10/03/2021 | FCA - Financial Conduct Authority | Karroo Capital (clone of an FCA Authorised Firm) | link | - |
| 10/03/2021 | FCA - Financial Conduct Authority | M & G Investment Bank / mandgfinance.com (Clone of FCA authorised firm) | link | - |
| 09/03/2021 | Financial Markets Authority - Liechtenstein | Asset Partners | link | - |
| 09/03/2021 | Securities and Futures Commission (autoridade supervisora de Hong Kong) | www.fuzhonghk66.com | link | - |
| 09/03/2021 | AFM - Netherlands Authority for the Financial Markets (autoridade supervisora da Holanda) | Magking Forex Limited Group Limited | link | - |
| 09/03/2021 | AFM - Netherlands Authority for the Financial Markets (autoridade supervisora da Holanda) | Universal Asset Management | link | - |
| 09/03/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | BitStarMarkets | link | - |
| 08/03/2021 | FCA - Financial Conduct Authority | British Bond Society | link | PDF 85KB |
| 08/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://AMPGLOBALFX.COM/ | link | - |
| 08/03/2021 | FCA - Financial Conduct Authority | Falcon Investment Consulting Group | link | - |
| 08/03/2021 | FCA - Financial Conduct Authority | Benchmark Consulting Group LLC | link | - |
| 08/03/2021 | FCA - Financial Conduct Authority | National Association of Refund Expert Bureaux / Refund Expert | link | - |
| 08/03/2021 | FCA - Financial Conduct Authority | Optimus Markets/ Dragon Capital KFT | link | - |
| 08/03/2021 | FCA - Financial Conduct Authority | Bit-Market / Momentum LLC | link | - |
| 08/03/2021 | FCA - Financial Conduct Authority | Brokereo | link | - |
| 08/03/2021 | FCA - Financial Conduct Authority | Online Financial Binary Market | link | - |
| 08/03/2021 | FCA - Financial Conduct Authority | Coinepro/ Exchange Power Technology | link | - |
| 08/03/2021 | FCA - Financial Conduct Authority | Coinepro/ Exchange Power Technology | link | - |
| 08/03/2021 | FCA - Financial Conduct Authority | Trader Recovery | link | - |
| 08/03/2021 | FCA - Financial Conduct Authority | MagKingFX/MagKing Global Limited | link | - |
| 08/03/2021 | FCA - Financial Conduct Authority | Metro Bank/metrobanking.co.uk (Clone of FCA authorised firms) | link | - |
| 08/03/2021 | FCA - Financial Conduct Authority | Asset Marketing Investor | link | PDF 86KB |
| 08/03/2021 | FCA - Financial Conduct Authority | Compare Bonds Today | link | PDF 90KB |
| 08/03/2021 | FCA - Financial Conduct Authority | Compare and Invest | link | PDF 91KB |
| 08/03/2021 | FCA - Financial Conduct Authority | UK Investment Search | link | PDF 89KB |
| 08/03/2021 | CONSOB - Commissione Nazionale Per Le Societa Borsa (autoridade de supervisão da Itália) | ?Fxstarpro?/Fxstarpro LTD, ?TradeFCX? and ?Fxstarpro?, Zurich Invests Ltd e ZH Companies BNK Ltd, N | link | - |
| 08/03/2021 | CSSF - Commission de Surveillance du Secteur Financier | website coinfxhub.com | link | - |
| 08/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://URUSTRADE.COM/ | link | - |
| 08/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://SWIFTFXBITRADE.COM/ | link | - |
| 08/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | WWW.STONUX-CAPITAL.COM | link | - |
| 08/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://MYCOINOLOGY.COM/ | link | - |
| 08/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://LUXORAMT-ACQUANTUM.COM/ | link | - |
| 08/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://GOSTREAMS.IO/ES/ | link | - |
| 08/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://FXWINNING.NET/ | link | - |
| 08/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://FXACTIV.IO/ES | link | - |
| 08/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://CARDINALFX.TRADE/ | link | - |
| 08/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://ANALYTICFXPRO.ORG/ | link | - |
| 08/03/2021 | FCA - Financial Conduct Authority | Smarter Investing | link | PDF 88KB |
| 05/03/2021 | FCA - Financial Conduct Authority | Fixed Term Market | link | PDF 85KB |
| 05/03/2021 | FCA - Financial Conduct Authority | Investments With Security | link | PDF 83KB |
| 05/03/2021 | FCA - Financial Conduct Authority | Income Bonds | link | PDF 83KB |
| 05/03/2021 | FCA - Financial Conduct Authority | Alantra Capital / Alantra Global (Clone of FCA authorised firm) | link | - |
| 05/03/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | Ortega Invest Group | link | - |
| 05/03/2021 | FCA - Financial Conduct Authority | Crypto Asset Management Limited | link | - |
| 05/03/2021 | FCA - Financial Conduct Authority | FXX Trader / FxxTrader | link | - |
| 05/03/2021 | Securities and Futures Commission (autoridade supervisora de Hong Kong) | MagKing Global Limited | link | - |
| 05/03/2021 | Securities and Futures Commission (autoridade supervisora de Hong Kong) | www.silvertree-hk.org | link | - |
| 05/03/2021 | FCA - Financial Conduct Authority | ISA Finder UK / isafinder-uk.com (Clone of FCA authorised firm) | link | - |
| 04/03/2021 | FCA - Financial Conduct Authority | Sky Capital | link | - |
| 04/03/2021 | FCA - Financial Conduct Authority | Universal Markets | link | - |
| 04/03/2021 | FCA - Financial Conduct Authority | Boat Investments Limited (Clone of UK registered company and FCA authorised firm) | link | - |
| 04/03/2021 | FCA - Financial Conduct Authority | Hanfeng Financial / Tongyun Finance YTJR / HSJR International (Clone of Appointed Representative fir | link | - |
| 04/03/2021 | FCA - Financial Conduct Authority | Financial Market Associates | link | - |
| 04/03/2021 | FCA - Financial Conduct Authority | MARKETFORNOW / MARKETS4NOW (trading styles of DaViko Business LTD) | link | - |
| 04/03/2021 | FSMA - Financial Services and Markets Authority (autoridade de supervisão da Bélgica) | Antares (www.antares.trade) | link | - |
| 04/03/2021 | FCA - Financial Conduct Authority | Money Supermarket (clone of FCA authorised firm) | link | - |
| 04/03/2021 | FCA - Financial Conduct Authority | First Capital Lenders | link | - |
| 04/03/2021 | FCA - Financial Conduct Authority | capitalmarketsearch.com | link | PDF 85KB |
| 04/03/2021 | FCA - Financial Conduct Authority | Asset Backed Investment | link | PDF 87KB |
| 04/03/2021 | FCA - Financial Conduct Authority | BondhubUK | link | PDF 89KB |
| 04/03/2021 | FCA - Financial Conduct Authority | National ISA Review Centre | link | PDF 83KB |
| 04/03/2021 | FCA - Financial Conduct Authority | Phoenix Wealth Management (clone of FCA authorised firm) | link | - |
| 03/03/2021 | Financial Markets Authority - Liechtenstein | Evorich (formerly New Economic Evolution of the World and Skyway Investment Group) | link | - |
| 03/03/2021 | CSSF - Commission de Surveillance du Secteur Financier | DaxKapital | link | - |
| 03/03/2021 | Financial Markets Authority - Liechtenstein | Crypto Currency Trading Group | link | - |
| 03/03/2021 | Financial Markets Authority - Liechtenstein | norgroveassociatesltd.com | link | - |
| 03/03/2021 | Financial Markets Authority - Liechtenstein | 500 Investments/ Cabsy Holdings Ltd | link | - |
| 03/03/2021 | FCA - Financial Conduct Authority | Bond Rates Online | link | PDF 82KB |
| 03/03/2021 | FCA - Financial Conduct Authority | The Best Bond Rates | link | PDF 90KB |
| 03/03/2021 | FCA - Financial Conduct Authority | Crew Trade (Clone of FCA authorised firm) | link | - |
| 03/03/2021 | FCA - Financial Conduct Authority | Crypto Index Trade / cryptoindextrade.com | link | - |
| 03/03/2021 | FCA - Financial Conduct Authority | Capitex FX (clone of registered PSD agent) | link | - |
| 03/03/2021 | FCA - Financial Conduct Authority | Property-Ideas.com | link | - |
| 03/03/2021 | FCA - Financial Conduct Authority | UK Interest Rate Comparisons | link | PDF 92KB |
| 03/03/2021 | OSC - Ontario Securities Commission (autoridade de supervisão do Canadá) | Fortraders | link | - |
| 03/03/2021 | Securities and Futures Commission (autoridade supervisora de Hong Kong) | www.marshallwace-am.com | link | - |
| 03/03/2021 | Financial Markets Authority - Liechtenstein | Aplexva | link | - |
| 02/03/2021 | FCA - Financial Conduct Authority | Compare Bond Market | link | PDF 87KB |
| 02/03/2021 | AFM - Netherlands Authority for the Financial Markets (autoridade supervisora da Holanda) | Blackbird Solutions Inc. (tradename xchangebit) | link | - |
| 02/03/2021 | FCA - Financial Conduct Authority | Smarty Life Savings | link | PDF 87KB |
| 02/03/2021 | FCA - Financial Conduct Authority | Global Ventures | link | - |
| 02/03/2021 | FCA - Financial Conduct Authority | Westford Trust Credit Union | link | - |
| 02/03/2021 | FCA - Financial Conduct Authority | Credit Suisse PLC (clone of FCA authorised firm) | link | - |
| 02/03/2021 | FCA - Financial Conduct Authority | St. James Wealth Management / St James Place Wealth Management (clone of FCA authorised firm) | link | - |
| 02/03/2021 | FCA - Financial Conduct Authority | Followise | link | - |
| 02/03/2021 | FCA - Financial Conduct Authority | DECCA CAPITAL LTD | link | - |
| 02/03/2021 | FCA - Financial Conduct Authority | Finance App | link | - |
| 02/03/2021 | FCA - Financial Conduct Authority | Magna Umbrella Fund/ MAGNAUMBRELLAFUND (Clone of FCA authorised firms) | link | - |
| 02/03/2021 | Securities and Futures Commission (autoridade supervisora de Hong Kong) | First Brokers / Fintecbrokers / Tera Holdings Ltd | link | - |
| 02/03/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | www.platinumpartnerslimited.com | link | - |
| 02/03/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | Premium Financials Swiss Bank | link | - |
| 02/03/2021 | AFM - Netherlands Authority for the Financial Markets (autoridade supervisora da Holanda) | Fin-Toward | link | - |
| 02/03/2021 | FCA - Financial Conduct Authority | InvestSelect | link | PDF 83KB |
| 01/03/2021 | FCA - Financial Conduct Authority | Lincoln Consulting Group LLC | link | - |
| 01/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://WWW.INSTA-TRADING.COM/ | link | - |
| 01/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://EUROFX.TRADE | link | - |
| 01/03/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | GROUP-OPENBK (CLONE) | link | - |
| 26/02/2021 | FCA - Financial Conduct Authority | Dalsari | link | - |
| 26/02/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | Tezos-Global | link | - |
| 26/02/2021 | FCA - Financial Conduct Authority | BlueWater International Advisors LLC | link | - |
| 25/02/2021 | FCA - Financial Conduct Authority | Compare Fixed Bonds | link | PDF 149KB |
| 25/02/2021 | FCA - Financial Conduct Authority | City Bonds | link | PDF 148KB |
| 25/02/2021 | FCA - Financial Conduct Authority | Find a Fixed Rate | link | PDF 92KB |
| 25/02/2021 | FCA - Financial Conduct Authority | letscomparebonds.co.uk | link | PDF 82KB |
| 25/02/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | Zurich Financial Group | link | - |
| 25/02/2021 | FCA - Financial Conduct Authority | UK Savings Plans | link | PDF 89KB |
| 25/02/2021 | FCA - Financial Conduct Authority | EIS Investments | link | PDF 88KB |
| 25/02/2021 | FCA - Financial Conduct Authority | Best2Invest | link | PDF 85KB |
| 25/02/2021 | FCA - Financial Conduct Authority | Secure UK Bonds | link | PDF 84KB |
| 24/02/2021 | KNF - The Polish Financial Supervision Authority (autoridade de Supervisão da Polónia) | Akcja Z?ota SA | link | PDF 305KB |
| 24/02/2021 | FCA - Financial Conduct Authority | Capital Financial Services LLC | link | - |
| 24/02/2021 | FCA - Financial Conduct Authority | Sparx Funds Plc (Clone of FCA Authorised Schedule 5 scheme) | link | - |
| 24/02/2021 | CONSOB - Commissione Nazionale Per Le Societa Borsa (autoridade de supervisão da Itália) | HB Enterprises OU and Fina Holding Incorporated, Kiqiwk Holdings Intl Limited, Empire Capital LLC, E | link | - |
| 24/02/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | Trust Capital Investment; Trust Holding Funds Ltd | link | - |
| 24/02/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | Merkell Group | link | - |
| 24/02/2021 | FCA - Financial Conduct Authority | Adam & Company (Clone of FCA authorised firm) | link | - |
| 23/02/2021 | FCA - Financial Conduct Authority | Corporate Finance Solutions Inc. | link | - |
| 23/02/2021 | FCA - Financial Conduct Authority | Fixed Income Bonds | link | PDF 89KB |
| 23/02/2021 | FCA - Financial Conduct Authority | Fair Finances (clone of FCA authorised firm) | link | - |
| 23/02/2021 | BCSC - The British Columbia Securities Commission (Autoridade Supervisora do Canadá) | Nittrex | link | - |
| 23/02/2021 | BCSC - The British Columbia Securities Commission (Autoridade Supervisora do Canadá) | Axes LLC | link | - |
| 23/02/2021 | BCSC - The British Columbia Securities Commission (Autoridade Supervisora do Canadá) | Kirther Investment & Trading Inc. | link | - |
| 23/02/2021 | FCA - Financial Conduct Authority | Intesa Sanpaolo S.p.A., and Intesa Sanpaolo Private Bank (Clones of FCA authorised firms) | link | - |
| 22/02/2021 | FCA - Financial Conduct Authority | Investment Finder UK | link | PDF 221KB |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | Fantex / Felicity Group Ltd | link | - |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | MM Capital Group Ltd | link | - |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | FXOptexGroups Global Ltd | link | - |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | Wexness Banc / Gozala Enterprise Ltd | link | - |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | Cryptofundfx Ltd. | link | - |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | Traderking | link | - |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | Solutions Markets/Kiqiwk Holdings Intl Limited | link | - |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | Dundee Wealth Management AG | link | - |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | FXT Brokers | link | - |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | Coinsoft and VC Management LLC | link | - |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | My Coin Elite | link | - |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | Crypto Hedge Fundings | link | - |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | Global Pro Trader Ltd | link | - |
| 22/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | WWW.WAM-CAPITAL.CO | link | - |
| 22/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://POLYMETALINTERNATIONALINVESTMENT.COM/ | link | - |
| 22/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://INTERTRADESFX.COM/ | link | - |
| 22/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | WWW.FXTBROKERS.COM (CLONE) | link | - |
| 22/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://FINOCAPITAL.IO/ES | link | - |
| 22/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://WWW.EXECUTIVEPROFX.COM | link | - |
| 22/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://BOUVEST.COM/ | link | - |
| 22/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | WWW.BITGENISES.COM/ | link | - |
| 22/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://AUREACAPITALMARKETS.COM/ | link | - |
| 22/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://4XPREMIUM.COM/ | link | - |
| 22/02/2021 | Finanstilsynet - The Financial Supervisory Authority of Norway (autoridade supervisora da Noruega ) | GEMBELL LIMITED | link | - |
| 22/02/2021 | CSSF - Commission de Surveillance du Secteur Financier | website www.luxfingroup.com | link | - |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | Expertise Trader Ltd | link | - |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | Karello D Buro LLC | link | - |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | horizoninvest.cc | link | - |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | KapitalFX | link | - |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | FX-Leader Ltd | link | - |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | BTC-Markets / Sunstar Holdings Ltd | link | - |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | Advanced Software Solutions Ltd | link | - |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | Tradergy / Interactive Solutions Limited | link | - |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | Traidnig Monsters co. Ltd / Trading monsters SL | link | - |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | Appletrade Ltd. | link | - |
| 22/02/2021 | FMA - Austrian Financial Market Authority (autoridade supervisora da Áustria) | FX Global Suisse / MC Experts Ltd | link | - |
| 22/02/2021 | FCA - Financial Conduct Authority | EU MARKETS (clone of an FCA Authorised Firm) | link | - |
| 19/02/2021 | CMVM -Comissão do Mercado de Valores Mobiliários | Unistocks / Demure Consulting Ltd | link | - |
| 19/02/2021 | FCA - Financial Conduct Authority | Bond Select UK | link | PDF 151KB |
| 19/02/2021 | FCA - Financial Conduct Authority | Triola | link | PDF 149KB |
| 19/02/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | Source Capital Bank | link | - |
| 19/02/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | BTCUSDT Bank | link | - |
| 19/02/2021 | FCA - Financial Conduct Authority | search-bonds.com | link | PDF 87KB |
| 19/02/2021 | CSSF - Commission de Surveillance du Secteur Financier | website www. oceangroupcapital.co.ok | link | - |
| 19/02/2021 | FCA - Financial Conduct Authority | incomebonds.co.uk | link | PDF 84KB |
| 19/02/2021 | FCA - Financial Conduct Authority | topbondsearch.com | link | PDF 84KB |
| 19/02/2021 | FCA - Financial Conduct Authority | comparebonds.org | link | PDF 84KB |
| 19/02/2021 | FCA - Financial Conduct Authority | ISA Compare UK | link | PDF 151KB |
| 19/02/2021 | FCA - Financial Conduct Authority | UK Better Bonds | link | PDF 149KB |
| 19/02/2021 | FCA - Financial Conduct Authority | InvestSelect | link | PDF 146KB |
| 19/02/2021 | FCA - Financial Conduct Authority | The Investment Search | link | PDF 149KB |
| 18/02/2021 | KNF - The Polish Financial Supervision Authority (autoridade de Supervisão da Polónia) | Melgreg Services OU | link | PDF 140KB |
| 18/02/2021 | CSSF - Commission de Surveillance du Secteur Financier | website www.access-sa.net | link | - |
| 18/02/2021 | Financial Markets Authority - Liechtenstein | FourtryFinancial | link | - |
| 18/02/2021 | Financial Markets Authority - Liechtenstein | CompareForexBrokers | link | - |
| 18/02/2021 | Financial Markets Authority - Liechtenstein | platinumpartnerslimited.com | link | - |
| 18/02/2021 | Financial Markets Authority - Liechtenstein | Steiner Greves | link | - |
| 18/02/2021 | Financial Markets Authority - Liechtenstein | winngroups.com | link | - |
| 18/02/2021 | Financial Markets Authority - Liechtenstein | Wendav Limited (Wendav) | link | - |
| 18/02/2021 | Financial Markets Authority - Liechtenstein | Innovative Hedging Strategies | link | - |
| 18/02/2021 | Financial Markets Authority - Liechtenstein | Ding Sheng International Co. Ltd | link | - |
| 18/02/2021 | Financial Markets Authority - Liechtenstein | elezenocap.com | link | - |
| 18/02/2021 | Financial Markets Authority - Liechtenstein | Clearing Falcon Group Limited, Genuine Progress Index Limited and Yunma Tianlong International Consu | link | - |
| 18/02/2021 | FCA - Financial Conduct Authority | Quality Bonds | link | PDF 247KB |
| 18/02/2021 | FCA - Financial Conduct Authority | Live Markets | link | PDF 244KB |
| 18/02/2021 | FCA - Financial Conduct Authority | ORACLE LEGAL LTD | link | - |
| 18/02/2021 | FCA - Financial Conduct Authority | ChaseBis Limited (clone of FCA authorised firm) | link | - |
| 18/02/2021 | FCA - Financial Conduct Authority | Republicloans / Republic Loans | link | - |
| 18/02/2021 | FCA - Financial Conduct Authority | comparebondrates.com | link | PDF 248KB |
| 18/02/2021 | FCA - Financial Conduct Authority | IroneFX | link | - |
| 18/02/2021 | FCA - Financial Conduct Authority | PrimoTrade | link | - |
| 18/02/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | Loewenherz24 Group | link | - |
| 18/02/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | EuroBankPartner | link | - |
| 18/02/2021 | FCA - Financial Conduct Authority | IForexgain | link | - |
| 18/02/2021 | Cyprus Securities and Exchange Commission (autoridade superviisora do Chipre) | 21stfxoptions.com | link | - |
| 18/02/2021 | Securities and Futures Commission (autoridade supervisora de Hong Kong) | Hong Fu International Futures Brokerage Company Limited | link | - |
| 18/02/2021 | CSSF - Commission de Surveillance du Secteur Financier | website www.obeche-invest.com | link | - |
| 18/02/2021 | Financial Markets Authority - Liechtenstein | 500 Investments/ Cabsy Holdings Ltd | link | - |
| 17/02/2021 | FCA - Financial Conduct Authority | Finance and Service Limited | link | - |
| 17/02/2021 | FCA - Financial Conduct Authority | IB24 | link | PDF 147KB |
| 17/02/2021 | FCA - Financial Conduct Authority | Compare Best Bond Rates | link | PDF 148KB |
| 17/02/2021 | FCA - Financial Conduct Authority | Payday Zoo | link | - |
| 17/02/2021 | FCA - Financial Conduct Authority | Payday Zoo | link | - |
| 17/02/2021 | FCA - Financial Conduct Authority | Bit Trading a trading style of ABA Exchange | link | - |
| 17/02/2021 | FCA - Financial Conduct Authority | United Asset Finance Ltd (Clone of FCA authorised firm) | link | - |
| 17/02/2021 | FCA - Financial Conduct Authority | Good investment advisor group | link | - |
| 17/02/2021 | FCA - Financial Conduct Authority | The National Investment Guide | link | - |
| 17/02/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | Sutev AG | link | - |
| 17/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://WWW.SPTORO.COM | link | - |
| 17/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://LEONINV.COM | link | - |
| 17/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://PROFITASSIST.IO/ES/ | link | - |
| 17/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://CRYPTOSENALES.COM/ES/ | link | - |
| 17/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://DEALTRADE.IO/ | link | - |
| 17/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://KRYPTOHAUS.COM/ES/ | link | - |
| 17/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://KOOLCOIN.IO | link | - |
| 17/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | WWW.AUTOCRIPTO.COM | link | - |
| 17/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | WWW.KOLOONIA.COM | link | - |
| 17/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | IMCOINPROJECT.COM/ES | link | - |
| 17/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | HTTPS://IMRTRADER.COM | link | - |
| 17/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | WWW.POSPIX.COM | link | - |
| 17/02/2021 | Finanstilsynet - The Financial Supervisory Authority of Norway (autoridade supervisora da Noruega ) | UMO World Corporation LTD | link | - |
| 17/02/2021 | CONSOB - Commissione Nazionale Per Le Societa Borsa (autoridade de supervisão da Itália) | Plus One Ltd, Globalcfd Ltd, Directafx Ltd Group and Directafx Limited, Gb Trade Fx, SpTrade24 Ltd, | link | - |
| 16/02/2021 | FCA - Financial Conduct Authority | compare-your-way.com | link | PDF 245KB |
| 16/02/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | HSB Patrimoine | link | - |
| 16/02/2021 | FCA - Financial Conduct Authority | Provenreturns.co.uk | link | PDF 244KB |
| 16/02/2021 | CSSF - Commission de Surveillance du Secteur Financier | Banc de Luxembourg | link | - |
| 16/02/2021 | FCA - Financial Conduct Authority | UK Premier Bonds | link | PDF 147KB |
| 16/02/2021 | Securities and Futures Commission (autoridade supervisora de Hong Kong) | Far Trust International Finance | link | - |
| 16/02/2021 | FCA - Financial Conduct Authority | Invest Property Bonds | link | PDF 146KB |
| 15/02/2021 | Finansinspektionen (autoridade supervisora da Suécia) | Topindex | link | PDF 136KB |
| 15/02/2021 | FCA - Financial Conduct Authority | Grahamalpha | link | - |
| 15/02/2021 | FCA - Financial Conduct Authority | United Asset Finance Ltd (Clone of FCA authorised firm) | link | - |
| 15/02/2021 | FCA - Financial Conduct Authority | find-your-investment.com | link | PDF 249KB |
| 15/02/2021 | FCA - Financial Conduct Authority | bonds-invest.com | link | PDF 248KB |
| 15/02/2021 | FCA - Financial Conduct Authority | New Bond Deals | link | PDF 246KB |
| 15/02/2021 | FCA - Financial Conduct Authority | Finding Investments For You | link | PDF 249KB |
| 15/02/2021 | FCA - Financial Conduct Authority | Top Bond Invest | link | PDF 247KB |
| 15/02/2021 | FCA - Financial Conduct Authority | FINANCIAL SERVICES REDRESS (UK) LTD | link | - |
| 15/02/2021 | FCA - Financial Conduct Authority | TradersPros | link | - |
| 15/02/2021 | FCA - Financial Conduct Authority | Ark Management | link | - |
| 15/02/2021 | FCA - Financial Conduct Authority | GFX Royal | link | - |
| 15/02/2021 | FCA - Financial Conduct Authority | Wyelands Bank (clone of FCA authorised firm) | link | - |
| 15/02/2021 | FCA - Financial Conduct Authority | Fino Capital | link | - |
| 15/02/2021 | Finansinspektionen (autoridade supervisora da Suécia) | Tradingcentralen | link | PDF 135KB |
| 12/02/2021 | CMVM -Comissão do Mercado de Valores Mobiliários | Wave Makers Ltd (IQCENT) | link | - |
| 12/02/2021 | CSSF - Commission de Surveillance du Secteur Financier | website www.ciplopartners.com | link | - |
| 12/02/2021 | CMVM -Comissão do Mercado de Valores Mobiliários | Makerun Corp (RACEOPTION) | link | - |
| 12/02/2021 | FCA - Financial Conduct Authority | Fidel Asset Limited (clone of UK registered company | link | - |
| 12/02/2021 | FCA - Financial Conduct Authority | Phemex | link | - |
| 12/02/2021 | FCA - Financial Conduct Authority | Same Day Cash Loan Limited / Same Day Finance Limited / Same Day UK Limited (Clone of FCA authorised | link | - |
| 12/02/2021 | FCA - Financial Conduct Authority | Instaloan Ltd (Clone of FCA authorised firm) | link | - |
| 12/02/2021 | FCA - Financial Conduct Authority | Finetero Trading Ltd | link | - |
| 12/02/2021 | FCA - Financial Conduct Authority | Itrade Invest | link | - |
| 12/02/2021 | FCA - Financial Conduct Authority | Infinity Financial Services (clone of FCA authorised firm) | link | - |
| 12/02/2021 | FCA - Financial Conduct Authority | Sports Index | link | - |
| 12/02/2021 | FCA - Financial Conduct Authority | Financial Resident | link | - |
| 12/02/2021 | FCA - Financial Conduct Authority | WDC Markets | link | - |
| 12/02/2021 | FCA - Financial Conduct Authority | House Claim Expert | link | - |
| 12/02/2021 | FCA - Financial Conduct Authority | Trade Toss | link | - |
| 12/02/2021 | FCA - Financial Conduct Authority | UK Bond Comparisons | link | PDF 163KB |
| 12/02/2021 | FCA - Financial Conduct Authority | Market Info | link | PDF 147KB |
| 12/02/2021 | CMVM -Comissão do Mercado de Valores Mobiliários | Wave Makers Ltd (IQCENT) | link | - |
| 11/02/2021 | Securities and Exchange Commission - USA | Apollo Global Securities LLC | link | - |
| 09/02/2021 | FCA - Financial Conduct Authority | compareinvestments.uk | compareinvestments.uk | - |
| 09/02/2021 | CSSF - Commission de Surveillance du Secteur Financier | centreeuropeinvest | www.centreeuropeinvest.com | - |
| 09/02/2021 | FCA - Financial Conduct Authority | Compare-investment-options.com | compare-investment-options.com | - |
| 09/02/2021 | FCA - Financial Conduct Authority | bondstocks.club | bondstocks.club | - |
| 09/02/2021 | FCA - Financial Conduct Authority | bondadvisor.co.uk | bondadvisor.co.uk | - |
| 09/02/2021 | FCA - Financial Conduct Authority | Knight Bonds | www.Knight-Bonds.com | - |
| 09/02/2021 | FCA - Financial Conduct Authority | Primecap / Primecap.io | link | - |
| 09/02/2021 | FCA - Financial Conduct Authority | CFDS Market | www.cfdsmarket.com | - |
| 09/02/2021 | FCA - Financial Conduct Authority | Fitrex / Irkasio Holdings LTD | link | - |
| 09/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | SPMARKET24 | link | - |
| 09/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | CMX Market | link | - |
| 09/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | GV Corporate Limited | link | - |
| 09/02/2021 | Central Bank of Ireland | Swift Finances | PDF 252KB | |
| 09/02/2021 | Central Bank of Ireland | Finco Group/ Finco Kredit | PDF 240KB | |
| 09/02/2021 | CONSOB - Commissione Nazionale Per Le Societa Borsa (autoridade de supervisão da Itália) | arbistar | link | - |
| 09/02/2021 | CONSOB - Commissione Nazionale Per Le Societa Borsa (autoridade de supervisão da Itália) | HBCMarket Ltd and Zentrale Zahlstelle Ltd | www.hbc-marketsfx.com | - |
| 09/02/2021 | CONSOB - Commissione Nazionale Per Le Societa Borsa (autoridade de supervisão da Itália) | Billion Forex Ltd | link | - |
| 09/02/2021 | CONSOB - Commissione Nazionale Per Le Societa Borsa (autoridade de supervisão da Itália) | Finanza-Invest | www.finanza-invest.com | - |
| 09/02/2021 | CONSOB - Commissione Nazionale Per Le Societa Borsa (autoridade de supervisão da Itália) | Itm Solutions LLC | - | |
| 09/02/2021 | CONSOB - Commissione Nazionale Per Le Societa Borsa (autoridade de supervisão da Itália) | Octaviotradefx and Galore Pro | link | - |
| 09/02/2021 | CONSOB - Commissione Nazionale Per Le Societa Borsa (autoridade de supervisão da Itália) | 4ex7 Ltd | www.4ex7.live | - |
| 09/02/2021 | FCA - Financial Conduct Authority | Star Bonds | star-bonds.com | - |
| 05/02/2021 | CMVM -Comissão do Mercado de Valores Mobiliários | Aspen Holding / Next Trade Ltd | link | - |
| 05/02/2021 | FCA - Financial Conduct Authority | Compare the Bonds | link | PDF 145KB |
| 05/02/2021 | FCA - Financial Conduct Authority | Lead Generation Solutions Ltd | link | PDF 148KB |
| 05/02/2021 | FCA - Financial Conduct Authority | ISA Comparison UK | link | - |
| 05/02/2021 | CSSF - Commission de Surveillance du Secteur Financier | website www.bc-opportunityfund.com | link | - |
| 05/02/2021 | FCA - Financial Conduct Authority | Comparing Investments | link | PDF 143KB |
| 05/02/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | Link-Markets | link | - |
| 05/02/2021 | Central Bank of Ireland | Beforex Capital, T/N The Capital Holding Company (CLONE) | link | - |
| 05/02/2021 | FCA - Financial Conduct Authority | UK Bonds Direct | link | PDF 143KB |
| 04/02/2021 | Swiss Financial Market Supervisory Authority (autoridade supervisora da Suiça) | FXT Brokers | link | - |
| 04/02/2021 | FCA - Financial Conduct Authority | Multi Fund 10 (clone of previously authorised EEA firm) | link | - |
| 03/02/2021 | FCA - Financial Conduct Authority | Uk Bond Value | link | PDF 246KB |
| 03/02/2021 | Securities and Futures Commission (autoridade supervisora de Hong Kong) | Globalink (Hong Kong) Financial Services Company Limited | link | - |
| 03/02/2021 | FCA - Financial Conduct Authority | Safe Bond | link | PDF 250KB |
| 03/02/2021 | FCA - Financial Conduct Authority | my bond finder | link | PDF 247KB |
| 03/02/2021 | FCA - Financial Conduct Authority | QTrade (clone of authorised firm) | link | - |
| 03/02/2021 | FCA - Financial Conduct Authority | Alliance Bernstein (clone of FCA authorised firm) | link | - |
| 03/02/2021 | FCA - Financial Conduct Authority | Capital First Finance (clone of FCA authorised firm) | link | - |
| 03/02/2021 | FCA - Financial Conduct Authority | Sapia Capital/Sapia Trade (clone of authorised firm) | link | - |
| 03/02/2021 | FSMA - Financial Services and Markets Authority (autoridade de supervisão da Bélgica) | Okuras Global Capital (www.okuras-global.capital) | link | - |
| 03/02/2021 | FSMA - Financial Services and Markets Authority (autoridade de supervisão da Bélgica) | Hepburn Investment (www.hepburninvestment.com) | link | - |
| 03/02/2021 | FSMA - Financial Services and Markets Authority (autoridade de supervisão da Bélgica) | Kasimayari Group (www.kasimayari.com) | link | - |
| 03/02/2021 | FSMA - Financial Services and Markets Authority (autoridade de supervisão da Bélgica) | Greenbridge International (https://www.greenbridgeinternational.com) | link | - |
| 03/02/2021 | FSMA - Financial Services and Markets Authority (autoridade de supervisão da Bélgica) | Cortez Capital (http://cortezcap-hk.com/) | link | - |
| 03/02/2021 | FSMA - Financial Services and Markets Authority (autoridade de supervisão da Bélgica) | Brock Holdings (https://brockholdings.com/) | link | - |
| 03/02/2021 | FSMA - Financial Services and Markets Authority (autoridade de supervisão da Bélgica) | Belgius Capital (www.belgius.com) | link | - |
| 03/02/2021 | Securities and Futures Commission (autoridade supervisora de Hong Kong) | RS Finance (AUST) Limited / RS Finance Limited | link | - |
| 03/02/2021 | FCA - Financial Conduct Authority | Bond Advisor | link | PDF 254KB |
| 02/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | JP Holdings | link | - |
| 02/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | JC Capital Markets | link | - |
| 02/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | GT Stox | link | - |
| 02/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | FXGlobalCFD | link | - |
| 02/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | NYC CAPITAL | link | - |
| 02/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | NorthFintechFX | link | - |
| 02/02/2021 | CNMV - Comision Nacional del Mercado de Valores (autoridade de supervisão da Espanha) | Capital FX | link | - |
| 02/02/2021 | Central Bank of Ireland | Beforex Capital, T/N The Capital Holding Company (CLONE) | PDF 222KB | |
| 02/02/2021 | Central Bank of Ireland | Loan Finance Offer | PDF 239KB | |
| 02/02/2021 | Central Bank of Ireland | Everydayloans Ireland | PDF 240KB | |
| 02/02/2021 | Central Bank of Ireland | FX Leader | PDF 219KB | |
| 02/02/2021 | Central Bank of Ireland | Funding Capitale | PDF 239KB | |
| 02/02/2021 | CONSOB - Commissione Nazionale Per Le Societa Borsa (autoridade de supervisão da Itália) | Broker Major Ltd, Capitalcom Investment, Dma Direct Ab, RevolutionFx | link | - |
| 02/02/2021 | FCA - Financial Conduct Authority | Bank and Clients (Clone of FCA authorised firm) | link | - |
| 02/02/2021 | FCA - Financial Conduct Authority | Merkell Group a trading style of Merkell Tras Group Limited | link | - |
| 02/02/2021 | FCA - Financial Conduct Authority | GL Finance / glfinanceukltd.com (clone of FCA authorised firm) | link | - |
| 02/02/2021 | FCA - Financial Conduct Authority | Copy Trade Capital / Premium Trade Capital | link | - |
| 02/02/2021 | FCA - Financial Conduct Authority | Coindaq | link | - |
| 02/02/2021 | FCA - Financial Conduct Authority | Charter Savings Bank | link | - |
| 02/02/2021 | FCA - Financial Conduct Authority | best-bonds.co.uk | PDF 245KB | |
| 02/02/2021 | Securities and Exchange Commission - USA | Chartered Capital Management | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Charlton Hayfield and Company | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Charles Pearson Investments International | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Chadwick & Co. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Century Management Division, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Century Holdings Ltd | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Central Trade & Financial Authority | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Central Stock Regulators | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Cunningham, Austin, Wheeler & Associates | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | CT Lambson and Associates, LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | CSA Financial Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | CryptoInvestments | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Cryptobravos | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Crown Will Escrow and Clearing | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Crown Corporate Consultants | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Crossley Acquisitions | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Cromwell and Goodwin | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Crest Trust Management, LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Crest Equity Partners, LP | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Crawford Stanley Advisors LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Crawford Clarke M&A | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | CPI International | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Cover Capital Partners | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Cotton Wood Stock Transfer | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Costello & Rubin Attorneys at Law | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Corporations International and Domestic Donor Advised Funds Grants FB&CO | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Corporate Stock Transfer Services | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Corporate Mergers & Acquisition Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Corporate Consulting Group Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Cornerstone Financial Services | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Corestone Distributors | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Coreen Bradford Insurance | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Cooper Company Management | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Continental Private Equity LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Continental American Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Connolly Thomas Law | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Connelly Peterson Ltd. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Condor Securities | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Commodity Compliance Services, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Commission on International Trade and Economics (COITE) | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Commission on Financial & Securities Compliance | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Coltin Securities LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Colonial Trust Transfer Agency LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Colonial Square Acquisition LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Collett Quinlan M&A | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Coleman, Peterson & Associates | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Coleman Brothers | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Coldan Investment Company Ltd | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Colby Mergers | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Colbert & Welling LLP | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Cohen Corporate Consulting | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Cohen & Partners | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Clydesdale Securities, LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Cloudinmine | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Clifton Capital Partners LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | CLC Acquisition Corp | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Clayton Capital Ventures, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Clarus Capital Group Management | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Clarkson Black Associates | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | City Capital Mergers & Acquisitions | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | CitiWealth Asset Management | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | CIG LLC, a.k.a. Commerce Investments Group LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Christian, Bradford and Cohen Legal Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Chris Gardner Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Chopper Securities | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Chicago Trading Regulatory Board | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Chicago Division of Securities | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Banner Commodities | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Bank Guarantee Funding | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Banc De Binary | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Baker Hamlin | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Bainbridge Management | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | AxTrading-Investment | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Austin Claymore LP | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Aton Capital Invest | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Atlas Stock Transfer | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Atlas Consultancy | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Atlantis Capital Partners, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Atlantic Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Atlantic Capital Trust Management, LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Atlanta Mediation Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | ATG Capital Solutions, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Association of Securities Transfer Companies (ASTC) | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Asset Trust Management, LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Asset Recovery Solutions | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Asprey Associates | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Asia Pacific Group, a.k.a. Asia Pacific Financial Management Group Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Ashley Partners M&A | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Arron Copeland | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Arlington Securities Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Anderson Ford Financial | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Anderson & Scott LLP | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Arista Capital Ventures | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Argentinian Securities Commission | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Ares Acquisitions | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Ardent Asset Advisors LP | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Ardea Capital L.P. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Arcadia Trading Group, Ltd. Arcadia Oil & Gas, LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Arcadia Acquisition Group Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Apollo Global Securities LLC. (sic) | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Apexus Capital Investment | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Apex Stock Transfer Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Apex Capital Acquisition Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Anti Cyber Crime & Financial | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Anoli Capital International, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Anderson, Franklin, Sullivan Partners Ltd., a.k.a. AFS Partners Ltd. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Andersen Mergers | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | AMK Trust Ltd. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Amex-Financials | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Ameritradeoptions | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | American Taxation Incorporated | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | American First Securities | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | American First City Corporation | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | American Financial Group, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | American Financial Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Alter Management LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Alta Paramount Ltd. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Alpha Investment Management LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Alpha Corporate Consultants | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Alpha Consulting Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Ally Stock Investment | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Allied Capitals | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Allianze Global Insurance Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Alliant Holdings I Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Alliance Transfer Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Alliance Group, Inc. Alliance Insurance Agency | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Allen Brothers M&A | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Alexander Kingsley Private Equity Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Alexander Capital Management | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Alderbrook Capital Management | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | AJ Nelson Consultants, LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | AIA Capital Markets, LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Affinity Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Advisors Group, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Advisors For Excellence | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Advanced Global Securities Corporation | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Advanced Digital Trade | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Advance Partners LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | ADG Capital LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | ACT Transfer Services | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Acquisition & Development Consulting, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Acquisition & Development Consulting, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Accrued Equities Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Accrescent Holdings Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Access Broker.com Inc | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Accer Mergers and Acquisitions | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Abacus & Partners | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | 426 Investments Incorporated | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | 365Tradeposition | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | 247 Options Trade | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | 1st New York Financial Corporation | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | 1st American Securities | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | 12 West Capital Management | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Hampton Capital Management | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Hammond Global Solutions LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Hamilton and Pricehouse Consultancy | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Hales Securities | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | H. Taft Private Equity | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Security Transfer | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Securities Service Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Gultsara Trading Ltd. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Guardian International | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Guardian Creative Tax Planners | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | GS Global Asset Management LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Gruber and Green, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Griffin Mergers and Acquisitions | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Griffin Advisors Limited | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Greystone Asset Management | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Greyson Consulting Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Grenfell and Blackrock Associates | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Greenwood Capital Advisors | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Greenway Consultancy | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Greentree Financial Advisors | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Greenfield Securities Ltd. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Greenfield Insurance Services | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Greenfield and Associates | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Greenbridge International | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Greenberg International Law & Tax Advisory | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Green Wave Corporation | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Green Wave Corporation | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Green Knight Financial Services | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Green Bay Ventures LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Green & Book LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Great Southern Investment | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Great Harbor Compliance Regulatory Board | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Grant Group LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Graham Morrison Wilson | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Gordon, Tait & Co. LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Gordon Group Services | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Goodwin William Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Goldstein & Bradley | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Goldsmith & Harris | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Goldman Phillips | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Goldman Capital Management | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Golden Medallion Trading | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | GMA Advisory Services, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Gloucester & Stern Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Transfer Service | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Trading Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Securities Regulatory Commission | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Securities Protection Agency | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Securities Crime Investigators | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Securities and Trading Regulatory Commission | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Registration and Transfer Corporation | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Re-Insurance Services | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Quest Emerging Fund LP | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Quest Consultancy Services, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Partners Securities | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Investments Compliance Center | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Growth Acquisition Corporation | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global FX | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Financial Tree | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Financial Protection Commission | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Financial Group Advisors | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Financial Corp. Worldwide, a.k.a. GFC Worldwide | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Equities, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Direct Financial Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Direct Equities LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Direct Asset Management | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Corporate Partners | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Compliance Agency | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Capital Markets Worldwide | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Capital Management, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Capital Group Mergers & Acquisitions | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Asset Registration and Transfer Corporation | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Asset Management Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Global Alliance Insurance Company | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Glendale Management Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Giles and Hochman Consulting | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | GFC Worldwide, a.k.a. Global Financial Corp. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Gemini M&A | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Foster & White Acquisition Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | FORTRESS Investment Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Garrett Hopkins Associates | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Gardner Financial Trading | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | G&L Partners, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | FX Well Investment | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | FX Bitcash | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Fundamental Trading Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Fund Investors, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Frost Capital Partners | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Frazer White Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Franklin Rankin, LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Franklin Law Office | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Federation Against Investor Fraud Committee | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Federal Stock Commission | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Fortis IM Trade | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Forte Capital Mergers and Acquisitions | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Forensic Accounting and Financial Fraud Investigator | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Foreign Investors Surveillance Authority | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Fisher Bennett Private Equity Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | First Trade Securities | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | First Private Equity Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | First Prime Corporations, a.k.a. First Prime Corp. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | First National Stock Transfer Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | First National Reliance Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | First Liberty Transfer Agency, LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | First Investment Securities | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | First Independent Accounting & Management Services Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | First Financial Management | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | First Escrow Trust | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | First Axis Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | First American Group, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | FinTrade Advisors Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | FinSolve Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Financial Trading Board | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Financial Soultions (sic) | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Financial Services Department | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Financial Services Commission | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Financial Securities and Investments Commission | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Financial Securities and Equities Bureau (FSEB) | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Financial Regulation Bureau | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Financial Protection Intelligence Unit | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Financial Protection Commission | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Financial Options Security Exchange | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Financial Fraud Examiners | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Financial Fraud Enforcement Task Force | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Financial Conduct United States of America | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Financial Compensation Authority | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Financial Asset Management, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Financial Affairs Corporation | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Financial Advisors KMG | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Financial Action Task Force | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Financial & Regulatory Oversight Board | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Finance Regulation Bureau | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Finance Regulation Board | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | FinAllianz | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Ferguson Hathaway Consulting, Ltd./FH Consulting | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Feinler Management Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Hamza and Associates | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Federal Security Trading Regulatory Board | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Federal Securities Regulatory Agency | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Federal Securities Commission | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Federal Securities and Investments Regulatory Commission (FSIRC) | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Federal Regulatory Board | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Federal Recapitalization Fund | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Federal Financial Services Commission | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Federal Financial Regulatory Board | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Dumont Private Equity | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Dukes Merger & Acquisitions, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Federal Equities Corporation | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Federal Division Of Securities, NY | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Federal Capital, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Federal Asset Management | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | FCM Advisory Services, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Farrel, Thornton, Lloyd & Brown | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | FAP USA, L.P. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Fairchild Holdings & Advisory Firm Corporation | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Factor Private Equity LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Faber Landau | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Everett Capital Partners | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Europa Commodities, a.k.a. Europa Capital LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Equity Trust Management, LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Equity Law Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Equities Trading Commission | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Endeavour Mergers and Acquisitions | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Endeavor Capital Partners | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Empire Financial Management Incorporated | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Empire Capital Partners | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Emerald Point Capital | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Ellipse Trading | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Elliot Private Equity | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Elite Investment | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Edward Collins and Associates | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Edison Transfer Agency | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Economic and Financial Services Commission | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Ebond Securities L.L.C. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Eastwest Management Group Ltd. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Easton Consultancy, a.k.a. Easton Consultancy Advisory Firm | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Eastman Pierce Partners Mergers and Acquisitions | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Eastern Security Trading Commission | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | East West Financial & Securities Compliance | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | East International Transfer | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | East Financial Group Incorporated | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | East Coast Law Florida | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | DurdanHeyer Ltd. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Duke Smythe Associates | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Duke & Bremmer Law Firm LP | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Drobium Associates | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | DreyfusMeyer & Co., Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Drexel Lambert Mergers and Acquisitions | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Dragon International, a.k.a. Dragon Mergers | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Donald Mark & Bradstone LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | DMR Consulting, LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Dixon Associates | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Division of Securities for the District of Columbia (DOSDC) | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Division of Securities | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Dale, Mariam and Banks Associates at Law | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Dailey Securities, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Diversified Private Capital Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Diversified Portfolio Management Invest, a.k.a. DPM Invest | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Diversified Global Equities Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | District Stock Transfer | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Diamond Title Services, LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Dial Mergers | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Department of Securities Trading | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Department of Securities Liquidations | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Department of Securities and Exchange Regulation | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Department of Regulation in Washington | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Department of Orderly Liquidation | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Department of Law and Public Safety | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Department of International Financial Trading | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Cartwright Law Specialist Boston | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Cartwright Financial | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Cartwright & Keating, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Carlton Capital Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Carlsson and Capehart Group, Ltd. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Carlson Group Consultancy | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Carlson and Clarke | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Capital Union Partners | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Capital Trust Management, LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Capital Transfer Consolidated | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Capital Securities International | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Capital One Management Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Capital M & A | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Capital Insurance Group Ltd. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Bradley & Nowell | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Bradford Securities LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Capital Arc Holdings | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Capital Advisory Partners New York | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Capital Acquisition Group Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Capgemini Law Mergers & Acquisitions | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Cantata Equity Management | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Cannon Corporate Consultants | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Cameron Poe & Associates Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Cameron McDonald & Co. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Cambridge Financial Partners LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Cambridge Equity Corporation | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | CAIS Capital LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Cain Capital LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Cadwell Capital Partners | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Cabbot Law Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Department of Interagency Protection Bureau | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Department of Global Pacific Mergers & Acquisitions | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Department of Financial Trading | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Department of Financial Securities Board | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Department of Financial Regulators | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Department of Financial Conduct | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Department of Financial Compensation | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Dempsey Bingham | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Delta West Financial Management | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Dean Witter Consultancy | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | DB Yates & Associates | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Davis and Company LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Davis & Rudell LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Davidson Capital Partners | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | David, Scott & Allen PLLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | David W. Jones, Attorney at Law | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Darwin Acquisition Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Danford Capital Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Central Finance Regulatory Commission | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Central Equities Administrators | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Centrade Management Corp. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Center Point Financial Regulatory Board | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Center for Securities Investigation Department | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Centaur Global Advisors | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Celivox Alliance | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | CDN Law | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | CC Wealth Ltd. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | CC Ltd | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Caspian Trading, Inc., a.k.a. Caspian Investments | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Casey McCormick Private Equity | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | C&O Fund Distributor, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Burton Capital Partners | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Burnell Larkins, LLC | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Burgess, Cooper & Reynolds | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Bureau of International Securities Trading | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Bureau of Global Financial Trade Services | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Bureau of Financial Trading | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Bureau of Financial & Protection Services | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Bureau of Compliance and Regulatory Board | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | BSC Transfer Agent | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Brown and Wenger Consultancy Firm | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Brookstone Group Transfer Agents | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Brooklyn Arbitration Council | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Brooklyn Arbitration Council | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Brookdale West Capital Management | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Brookdale Management Consultancy, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Brixton Business Consultants | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Bristol Financial Offshore | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Brentwood Capital Ventures | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Brentcliffe Limited | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Bremer Financial Ltd. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Breakthrough Incorporated | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Brant Fletcher Trust Management | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Bramwell & Kent Consultants, LLC. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Brady & Bell Acquisition Ltd. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Bradley & Rogers | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Boyd & Lyman Law | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Bowman & Malone LLP | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Boston Private Equity | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Boston Management & Research | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Boston Capital Management Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Boston Acquisition Group | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Boesch Haufmann Asset Management, Inc. | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Board of Securities Trading Commission | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Board of Securities and Financial Services | link | - |
| 02/02/2021 | Securities and Exchange Commission - USA | Board of International Equities | link | - |
| 02/02/2021 | Securities and Exchange Commis |